Michael A. Scott
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael Ashley Scott was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 1986. Michael had worked at 4 firms and has passed the Series 65, Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 21, 2003 - February 16, 2018
SYNERGY BROKERAGE
April 13, 1992 - July 17, 1998
FEELEY & WILLCOX SECURITIES CORP.
March 8, 1991 - December 2, 1991
WALNUT STREET SECURITIES, INC.
March 19, 1986 - March 8, 1991
G. R. PHELPS & CO., INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
SYNERGY BROKERAGE
CRD#: 127367 / SEC#:
Contact information
Red Flags
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