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MS

Michael J. Storti

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CRD#: 1274177
MS

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Michael James Storti was a registered financial professional .

Michael is a previously registered financial professional and started their career in finance in 2016. Michael had worked at 1 firm and has passed the SIE and Series 99 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

July 13, 2016 - February 13, 2017

KSBD, LLC

BD
CRD#: 169363
GLEN ALLEN, VA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

General Industry/Product Exam
RR
SIE
Date: 2/13/2017
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 99
Date: 11/20/2015
Operations Professional Examination

Current Firm

KL
KSBD, LLC
KSBD, LLC

CRD#: 169363 / SEC#: , 8-69365

BD
Terminated by SEC on 02/13/2017
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Contact information

Main Address
Mailing Address
Phone number
Established
Virginia since 08/15/2013
Firm type
Limited Liability Company
Fiscal year end
December
# of Employees

Documents

Direct owners and executive officers

NamePositionCRD#
KEITER, STEPHENS, HURST, GARY, & SHREAVES, P.C.SOLE OWNER
GUSTAVSSON, JULIE HOBSONCEO6259060
HARPEL, JEFFREY KEITHCFO AND FINOP1367784
HOUGHTON, JAMES GRAYBEALCCO2111643

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

KSBD, LLC

CRD#: 169363

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