Gary A. Fusz
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Gary Alan Fusz was a registered financial professional .
Gary is a previously registered financial professional and started their career in finance in 1984. Gary had worked at 11 firms and has passed the Series 65, Series 63, Series 7TO, Series 99TO, SIE, Series 7, Series 10, Series 9 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 11, 2020 - January 5, 2022
ALLSTATE FINANCIAL ADVISORS, LLC
September 11, 2020 - January 5, 2022
ALLSTATE FINANCIAL SERVICES, LLC
November 1, 2018 - September 24, 2020
EDELMAN FINANCIAL ENGINES
June 13, 2018 - November 1, 2018
EDELMAN FINANCIAL SERVICES, LLC
June 13, 2018 - October 31, 2018
RETIREONE INVESTMENT SERVICES, LLC
August 9, 1998 - July 12, 2017
STRATEGIC ADVISERS LLC
January 21, 1992 - July 12, 2017
FIDELITY BROKERAGE SERVICES LLC
October 26, 1989 - January 6, 1992
INDEPENDENT FINANCIAL SECURITIES, INC.
October 9, 1986 - January 18, 1989
INVEST FINANCIAL CORPORATION
June 20, 1985 - October 1, 1986
MACGREGOR FINANCIAL SECURITIES, INC.
June 20, 1984 - June 19, 1985
FRANCIS MANZO & COMPANY, INCORPORATED
Primary Firm SEC Registration
ALLSTATE FINANCIAL ADVISORS, LLC
CRD#: 109524 / SEC#: 801-68510
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 3/14/2024
General Securities Representative ExaminationSeries 99TO
Date: 3/14/2024
Operations Professional ExaminationSeries 8
Date: 1/9/1995
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
ALLSTATE FINANCIAL ADVISORS, LLC
CRD#: 109524 / SEC#: 801-68510
Contact information
SEC notice filing (49 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 280 |
| AUM (Assets Under Management) | $ 82,015,793 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
