Robert L. Windham
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robert Louie Windham was a registered financial professional .
Robert is a previously registered financial professional and started their career in finance in 1984. Robert had worked at 8 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 3, 2013 - December 31, 2014
DELTA SECURITIES COMPANY, LLC
November 20, 1998 - December 31, 2014
SIGNATURE ESTATE SECURITIES, LLC
November 22, 1993 - November 28, 1998
CFG SECURITIES CORP.
January 28, 1988 - November 22, 1993
MAIN STREET MANAGEMENT COMPANY
December 18, 1986 - January 4, 1988
G. A. REPPLE & COMPANY
November 22, 1985 - December 4, 1986
PREMIERETRADE SECURITIES, INC.
August 8, 1985 - November 7, 1985
FLORIDA INVESTORS NETWORK, INC.
December 19, 1984 - August 14, 1985
CADARET, GRANT & CO., INC.
State Registrations and Notice Filings
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Exams
Current Firm
DELTA SECURITIES COMPANY, LLC
CRD#: 130577 / SEC#: , 8-66364
Contact information
Documents
Red Flags
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