JS
Jon D. Stolper
WEALTH OKLAHOMA
TULSA, OK 74104-6516
Some features on this profile are disabled
CRD#: 1273542
JS
Professional summary
Jon David Stolper, who also goes by Jon D Stolper, is a registered financial advisor currently at WEALTH OKLAHOMA located in Tulsa, Oklahoma and RAYMOND JAMES FINANCIAL SERVICES, INC. located in Tulsa, Oklahoma.
Jon is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1984. Jon has worked at 6 firms and has passed the Series 66, Series 65, Series 63, SIE, Series 7, Series 9, Series 10 and Series 8 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Jon D Stolper
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1)Name of Business: 201 Joint Venture Address: 3121 E 86th Street, Tulsa, OK, 74104, United States Activity Type: Other Position/Title: Partner Investment Related: Yes Start Date: 05/26/1998 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: I am one of 6 partners. My wife, Angie is a partner and the other four are all members of my extended family. Any two of the six partners can make investment decisions. (2)Name of Business: Holland Hall School Address: 5566 E. 81st Street, Tulsa, OK, 74137, United States Activity Type: Non profit Position/Title: Other Investment Related: Yes Start Date: 10/24/2024 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Investment Committee member (3)Name of Business: JAMN Investments LLC Address: 3121 E. 86th Street, Tulsa, OK, 74137, United States Activity Type: Business Owner Position/Title: Owner/Proprietor Investment Related: Yes Start Date: 11/25/2019 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: My wife and I are managing members of LLC and own all of the voting units. (4)Name of Business: Temple Israel Foundation Address: 2004 E. 22nd Place, Tulsa OK, Tulsa, OK, 74114, United States Activity Type: Non profit Position/Title: Finance/Investment Committee Member Investment Related: Yes Start Date: 06/15/2008 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Foundation committee member. President of Temple Israel effective June 26, 2022. (5)Name of Business: The Stolper Company LLC Address: 2021 S. Lewis Ave, Suite 301, Tulsa, OK, 74104, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 09/21/2021 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Utilize LLC as support company for our DBA, Stolper Asset Management to pay certain expenses for operating branch. \n\nEffective January 1, 2025 the dba, Stolper Asset Management , will be replaced by our new dba, Wealth Oklahoma. (6)Name of Business: Wealth Oklahoma Address: 2021 S Lewis Ave Ste 301, Tulsa, OK, 74104-5707, United States Activity Type: Support Company - Owner Position/Title: Officer - CEO Investment Related: No Start Date: 01/01/2025 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 81+ Description of duties: Oversee all activities of the business.
CRS (Client Relationship Summary) - RIA
Click below to view Jon David Stolper's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 21, 2005 - Present
WEALTH OKLAHOMA
Office #1: 1924 S Utica Ste 805, Tulsa, OK 74104-6516RIA
CRD#: 132962
TULSA, OK
Current
January 4, 1999 - Present
RAYMOND JAMES FINANCIAL SERVICES, INC.
Office #1: 2021 S Lewis Ave Suite 301, Tulsa, OK 74104BD
CRD#: 6694
TULSA, OK
Past
January 2, 2009 - March 16, 2016
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
RIA
CRD#: 149018
TULSA, OK
Past
February 16, 2000 - January 2, 2009
RAYMOND JAMES FINANCIAL SERVICES, INC.
RIA
CRD#: 6694
ST. PETERSBURG, FL
Past
February 27, 1998 - January 4, 1999
ROBERT THOMAS SECURITIES, INC
BD
CRD#: 10147
ST. PETERSBURG, FL
Past
June 27, 1994 - April 15, 1998
PRINCIPAL FINANCIAL SECURITIES,INC.
BD
CRD#: 260
DALLAS, TX
Past
August 22, 1984 - June 29, 1994
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
WO
WEALTH OKLAHOMA
STOLPER ASSET MANAGEMENT | WEALTH OKLAHOMA | THE STOLPER COMPANY LLC DBA STOLPER ASSET MANAGEMENT | THE STOLPER COMPANY LLC | THE STOLPER COMPANY L.L.C.
CRD#: 132962 / SEC#: 801-79338
RIA
Registered Investment Advisory firm - (4/2/2014 Approved)Louisiana
Registered Investment Advisory firm - (4/8/2014 Terminated)Oklahoma
Registered Investment Advisory firm - (4/4/2014 Terminated)Texas
Registered Investment Advisory firm - (4/4/2014 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(1/21/2025)
RR
Arizona(8/12/2005)
RR
Arkansas(1/4/1999)
RR
California(1/4/1999)
RR
Colorado(1/4/1999)
RR
Connecticut(1/21/2025)
RR
District of Columbia(10/1/2018)
RR
Florida(1/9/2017)
RR
Georgia(1/27/2025)
RR
Hawaii(5/20/2025)
RR
Idaho(4/20/2021)
RR
Illinois(9/29/2003)
RR
Kansas(1/4/1999)
RR
Kentucky(3/27/2025)
RR
Louisiana(1/4/1999)
IAR
Louisiana(8/15/2013)
RR
Maryland(2/26/2018)
RR
Massachusetts(2/14/2022)
RR
Michigan(1/4/2012)
RR
Mississippi(9/19/2024)
RR
Missouri(1/16/2015)
RR
New Mexico(1/21/2025)
RR
New York(4/17/2001)
RR
North Carolina(5/25/2021)
RR
Oklahoma(1/4/1999)
IAR
Oklahoma(1/21/2005)
RR
Pennsylvania(7/7/2003)
RR
Puerto Rico(3/17/2023)
RR
Rhode Island(8/16/2023)
RR
South Carolina(1/27/2025)
RR
Tennessee(8/5/2019)
RR
Texas(1/4/1999)
IAR
Texas(7/29/2009)
RR
Utah(10/29/2012)
RR
Virginia(1/4/1999)
Exams
State Security Law Exam
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
RR
Series 8
Date: 9/20/1994
General Securities Sales Supervisor Examination (Options Module & General Module)SRO Registrations
RR
FINRA
Current Firm
WO
WEALTH OKLAHOMA
STOLPER ASSET MANAGEMENT | WEALTH OKLAHOMA | THE STOLPER COMPANY LLC DBA STOLPER ASSET MANAGEMENT | THE STOLPER COMPANY LLC | THE STOLPER COMPANY L.L.C.
CRD#: 132962 / SEC#: 801-79338
RIA
Registered Investment Advisory firm - (4/2/2014 Approved)Louisiana
Registered Investment Advisory firm - (4/8/2014 Terminated)Oklahoma
Registered Investment Advisory firm - (4/4/2014 Terminated)Texas
Registered Investment Advisory firm - (4/4/2014 Terminated)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
2021 S. Lewis Avenue Suite 301, Tulsa, OK 74104-6516
Mailing Address
Phone number
(918) 745-6060
Established
Firm type
Fiscal year end
# of Employees
4
SEC notice filing (3 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 336 |
| AUM (Assets Under Management) | $ 307,420,448 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
WEALTH OKLAHOMA
CRD#: 132962Tulsa, OK 74104-6516TRUST BUT VERIFY
Monitor Jon Stolper
Get automatic monthly alerts on:Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates
