Charles E. Bremer
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Charles Edward Bremer, who also goes by Charlie Bremer, was a registered financial professional .
Charles is a previously registered financial professional and started their career in finance in 1985. Charles had worked at 10 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 22, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 5, 2014 - March 7, 2017
CAPITAL ANALYSTS
October 15, 2008 - March 7, 2017
LINCOLN INVESTMENT
October 15, 2008 - March 7, 2017
LINCOLN INVESTMENT
August 1, 2003 - October 21, 2008
WALNUT STREET SECURITIES, INC.
August 1, 2003 - October 21, 2008
WALNUT STREET SECURITIES, INC.
June 28, 2002 - August 1, 2003
NATHAN & LEWIS SECURITIES, INC.
June 28, 2002 - August 1, 2003
NATHAN & LEWIS SECURITIES, INC.
January 16, 1998 - March 11, 2002
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY
October 22, 1997 - July 1, 2002
VOYA FINANCIAL ADVISORS, INC.
September 15, 1997 - July 1, 2002
VOYA FINANCIAL ADVISORS, INC.
January 3, 1997 - June 27, 1997
ONE ORCHARD EQUITIES, INC.
November 13, 1991 - September 17, 1997
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY
June 28, 1989 - September 19, 1997
INTERNATIONAL MONEY MANAGEMENT GROUP, INC.
October 9, 1985 - June 28, 1989
G. R. PHELPS & CO., INC.
April 23, 1985 - January 3, 1997
THE GREAT-WEST LIFE ASSURANCE COMPANY
Primary Firm SEC Registration
CAPITAL ANALYSTS
CRD#: 162200 / SEC#: 801-74614
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
CAPITAL ANALYSTS
CRD#: 162200 / SEC#: 801-74614
Contact information
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 26,578 |
| AUM (Assets Under Management) | $ 8,713,202,466 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 08/28/2024 | ||
| 09/27/2023 | ||
| 03/29/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
