Dawn Daggymangerson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Dawn Daggymangerson, who also goes by Dawn Marie Daggy, was a registered financial professional .
Dawn is a previously registered financial professional and started their career in finance in 1987. Dawn had worked at 7 firms and has passed the Series 63, Series 65 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 31, 2006 - January 3, 2013
MCDONNELL INVESTMENT MANAGEMENT, LLC
January 9, 2006 - July 13, 2006
LASALLE FINANCIAL SERVICES, INC.
January 6, 2006 - July 13, 2006
LASALLE FINANCIAL SERVICES, INC.
October 11, 2001 - December 31, 2005
STERLING CAPITAL DISTRIBUTORS, LLC
August 14, 1998 - January 10, 2000
INVESCO DISTRIBUTORS, INC.
October 18, 1988 - August 10, 1989
IFMG SECURITIES, INC.
May 14, 1988 - July 22, 1988
LEHMAN BROTHERS INC.
September 24, 1987 - May 14, 1988
E. F. HUTTON & COMPANY INC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
MCDONNELL INVESTMENT MANAGEMENT, LLC
CRD#: 113878 / SEC#: 801-60399
Contact information
Documents
Red Flags
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