Michael F. Ajango
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael Flynn Ajango, CFP®, who also goes by Mike Ajango, was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 1984. Michael had worked at 9 firms and has passed the Series 65, Series 63, SIE, Series 62 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Start date: 1988
Experience
August 16, 2024 - September 2, 2025
PURSHE KAPLAN STERLING INVESTMENTS
May 3, 2023 - August 16, 2024
LPL FINANCIAL LLC
May 2, 2023 - December 19, 2025
MERIT FINANCIAL ADVISORS
September 25, 2015 - May 2, 2023
CWP PRIVATE WEALTH MANAGEMENT
February 17, 2009 - April 2, 2015
WISCONSIN WEALTH ADVISORS, LLC
July 29, 1994 - May 2, 2023
HARBOUR INVESTMENTS, INC.
October 15, 1993 - May 1, 2023
HARBOUR INVESTMENTS, INC.
December 24, 1991 - January 10, 1997
CANADA LIFE OF AMERICA FINANCIAL SERVICES, INC.
April 18, 1986 - January 20, 1988
MONARCH SECURITIES, INC.
September 21, 1984 - September 14, 1993
AETNA LIFE INSURANCE AND ANNUITY COMPANY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 62
Date: 9/15/1997
Corporate Securities Limited Representative ExaminationCurrent Firm
PURSHE KAPLAN STERLING INVESTMENTS
CRD#: 35747 / SEC#: , 8-46844
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 11 |
| Arbitration | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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