Gregory P. Fabio
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Gregory Paul Fabio was a registered financial professional .
Gregory is a previously registered financial professional and started their career in finance in 1984. Gregory had worked at 7 firms and has passed the Series 63, Series 55, Series 7, Series 22, Series 6 and Series 52 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 10, 2001 - October 24, 2001
ELECTRONIC TRADING GROUP, LLC
April 5, 2001 - April 30, 2001
SCHONFELD SECURITIES, LLC
May 31, 2000 - January 10, 2001
ON-SITE TRADING, INC.
April 22, 1993 - October 16, 1998
GILFORD SECURITIES INCORPORATED
December 5, 1990 - March 31, 1993
PRUDENTIAL EQUITY GROUP, LLC
June 13, 1986 - November 20, 1990
UBS FINANCIAL SERVICES INC.
June 5, 1984 - June 23, 1986
DAVID LERNER ASSOCIATES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 6/28/2000
Limited Representative-Equity Trader ExamCurrent Firm
ELECTRONIC TRADING GROUP, LLC
CRD#: 37453 / SEC#: , 8-47754
Contact information
Documents
Disclosures
| Regulatory Event | 2 |
Red Flags
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