Gary F. Eby
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Gary Freeman Eby was a registered financial professional .
Gary is a previously registered financial professional and started their career in finance in 1984. Gary had worked at 6 firms and has passed the Series 63, Series 22 and Series 39 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 24, 1993 - July 13, 1994
C.Y. SECURITIES, INC.
July 28, 1992 - December 10, 1992
PRO EQUITIES, INC.
November 29, 1991 - May 12, 1992
MAXXEL SECURITIES, INC.
April 15, 1991 - November 19, 1991
PRO EQUITIES, INC.
February 21, 1991 - March 21, 1991
AZTEC SECURITIES, INC.
March 21, 1990 - August 24, 1990
AZTEC SECURITIES, INC.
May 1, 1989 - October 7, 1989
AZTEC SECURITIES, INC.
July 5, 1985 - July 22, 1985
SOUTHLAND SECURITIES CORPORATION
June 20, 1984 - January 11, 1985
SIGMUNDR SECURITIES CORP.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
C.Y. SECURITIES, INC.
CRD#: 29829 / SEC#: , 8-44604
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
