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Gary Freeman Eby

CRD# 1272877·Registered 1984 - 1994
Previously Registered: Being a previously registered professional could mean that Gary is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Gary Freeman Eby was a registered financial advisor. Gary was a previously registered financial professional and started their career in finance 1984 - 1994. Gary had worked at 6 firms and has passed the Series 63, Series 22 and Series 39 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

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Videos & Posts

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

38 years in the financial services industry

Current & Past Employments

C.Y. SECURITIES, INC.·CRD# 29829
BD
August 24, 1993 - July 13, 1994
PRO EQUITIES, INC.·CRD# 22481
BD
July 28, 1992 - December 10, 1992
MAXXEL SECURITIES, INC.·CRD# 26535
BD
November 29, 1991 - May 12, 1992
PRO EQUITIES, INC.·CRD# 22481
BD
April 15, 1991 - November 19, 1991
AZTEC SECURITIES, INC.·CRD# 23420
BD
Fort Worth, TX
February 21, 1991 - March 21, 1991
AZTEC SECURITIES, INC.·CRD# 23420
BD
Fort Worth, TX
March 21, 1990 - August 24, 1990
AZTEC SECURITIES, INC.·CRD# 23420
BD
Fort Worth, TX
May 1, 1989 - October 7, 1989
SOUTHLAND SECURITIES CORPORATION·CRD# 15019
BD
July 5, 1985 - July 22, 1985
SIGMUNDR SECURITIES CORP.·CRD# 15089
BD
June 20, 1984 - January 11, 1985

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Current Firm

CS
C.Y. SECURITIES, INC.

C.Y. SECURITIES, INC.

CRD#: 29829 / SEC#: 8-44604
BD
Cancelled by SEC on 09/07/1994

Contact Information

Established

Texas since 01/21/1992

Firm Type

Corporation

Fiscal Year End

March

Documents

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Apr 1989About the Series 63 exam

Series 22 — Direct Participation Programs Representative Examination

Passed Apr 1989About the Series 22 exam

Series 39 — Direct Participation Programs Principal Examination

Passed Apr 1989About the Series 39 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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