PT
Pran N. Tiku
PEAK FINANCIAL MANAGEMENT
NAPLES, FL
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CRD#: 1272864
PT
Professional summary
Pran Nath Tiku, CFP® is a registered financial advisor currently at PEAK FINANCIAL MANAGEMENT INC located in Naples, Florida.
Pran is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1984. Pran has worked at 4 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
What are your service offerings?
Divorce Planning
Estate Planning
Comprehensive Financial Planni...
Retirement Planning
Investment Planning
Business Succession Planning
Budgeting
Socially Responsible Investing
Life Transitions
Insurance Planning
Retirement Income Management
Employee and Employer Plan Ben...
Elder Care
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
NAME OF OBA: HARBOR TOWERS CONDOMINIUM ASSOCIATION; ADDRESS OF OBA: BOSTON, MA 02110; NATURE: TRUSTEE; INVESTMENT RELATED: NO; TITLE WITH OBA: TRUSTEE; DUTIES: VOTING TRUSTEE OF THE BOARD, MEMBER AND CHAIRMAN OF FINANCE COMMITTEE; START DATE: 08/2015; APPROX. NUMBER OF HOURS/MONTH: 8-10; APPROX. NUMBER OF HOURS/MONTH DURING TRADING HOURS: 0
CRS (Client Relationship Summary) - RIA
Click below to view Pran Nath Tiku's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 1989
Experience
Current
April 14, 1994 - Present
PEAK FINANCIAL MANAGEMENT INC
RIA
CRD#: 110559
NAPLES, FL
Past
December 23, 1993 - August 2, 1994
WINGATE CAPITAL CORPORATION
BD
CRD#: 17820
Past
October 23, 1986 - December 7, 1993
COMMONWEALTH FINANCIAL NETWORK
BD
CRD#: 8032
Past
August 21, 1984 - November 7, 1986
INTEGRATED RESOURCES EQUITY CORPORATION
BD
CRD#: 6403
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
PF
PEAK FINANCIAL MANAGEMENT INC
PEAK FINANCIAL MANAGEMENT INC
CRD#: 110559 / SEC#: 801-39737
RIA
Registered Investment Advisory firm - (8/30/1991 Approved)Florida
Registered Investment Advisory firm - (1/22/2003 Terminated)Massachusetts
Registered Investment Advisory firm - (2/11/2003 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Florida(3/21/2022)
IAR
Massachusetts(4/14/1994)
IAR
Texas(10/2/2014)
Exams
State Security Law Exam
General Industry/Product Exam
Current Firm
PF
PEAK FINANCIAL MANAGEMENT INC
PEAK FINANCIAL MANAGEMENT INC
CRD#: 110559 / SEC#: 801-39737
RIA
Registered Investment Advisory firm - (8/30/1991 Approved)Florida
Registered Investment Advisory firm - (1/22/2003 Terminated)Massachusetts
Registered Investment Advisory firm - (2/11/2003 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
93 Worcester Street Suite 101, Wellesley, MA 02481
Mailing Address
Phone number
(781) 487-9500
Established
Firm type
Fiscal year end
# of Employees
9
SEC notice filing (8 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,535 |
| AUM (Assets Under Management) | $ 452,743,722 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/28/2025 | ||
| 09/20/2024 | ||
| 03/21/2024 | ||
| 03/25/2023 |
Red Flags
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