Brian K. Bey
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Brian Keith Bey was a registered financial professional .
Brian is a previously registered financial professional and started their career in finance in 1984. Brian had worked at 18 firms and has passed the Series 63, SIE, Series 6 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 1, 2010 - February 9, 2024
SECURITY DISTRIBUTORS
April 15, 2008 - April 23, 2009
COREBRIDGE CAPITAL SERVICES, INC.
January 9, 2006 - November 27, 2007
PROFUNDS DISTRIBUTORS, INC.
December 13, 2005 - February 24, 2006
NEW COVENANT FUNDS DISTRIBUTOR, INC.
December 13, 2005 - July 16, 2007
FTFD FUND DISTRIBUTOR, INC.
December 13, 2005 - July 16, 2007
BFD DISTRIBUTOR, INC.
December 13, 2005 - October 1, 2007
HEARTLAND INVESTOR SERVICES, LLC
December 13, 2005 - November 27, 2007
VICTORY CAPITAL SERVICES, INC.
December 13, 2005 - November 27, 2007
IMST DISTRIBUTORS, LLC
December 13, 2005 - November 27, 2007
FORESIDE INVESTMENT SERVICES, LLC
December 13, 2005 - November 27, 2007
FUNDS DISTRIBUTOR, LLC
December 13, 2005 - November 27, 2007
CITI DISTRIBUTION SERVICES, INC.
December 13, 2005 - November 27, 2007
BD COMPLIANCE SOLUTIONS, LLC
March 25, 2004 - November 27, 2007
FORESIDE DISTRIBUTION SERVICES, L.P.
December 22, 2000 - June 4, 2003
NYLIFE DISTRIBUTORS LLC
January 12, 1987 - September 1, 2000
GUARDIAN INVESTOR SERVICES LLC
March 7, 1985 - March 29, 1985
NORBAY SECURITIES INC.
June 22, 1984 - March 11, 1985
FORESTERS FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
SECURITY DISTRIBUTORS
CRD#: 3336 / SEC#: , 8-10781
Contact information
FINRA licenses (51 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| SECURITY BENEFIT LIFE INSURANCE COMPANY | MEMBER | |
| AULETA, KURT EUGENE | SENIOR VICE PRESIDENT, SALES MANAGER WEST | 2463399 |
| BISHOP, COLIN WILLIAM | CFO, TREASURER & FINOP | 7787724 |
| BYRNES, DAVID GERARD | PRESIDENT & HEAD OF DISTRIBUTION | 1318905 |
| CARR, MARK JOSEPH | ASSISTANT VICE PRESIDENT | 2833346 |
| GARHART, GREGORY CHRISTOPHER | ASSISTANT VICE PRESIDENT, CHIEF COMPLIANCE OFFICER & AML COMPLIANCE OFFICER | 5118892 |
| HILL, CARMEN RENEE | VICE PRESIDENT & ASSISTANT SECRETARY | 2646887 |
| JACQUINOT, JUSTIN ABER | SENIOR VICE PRESIDENT, DIRECT RELATIONSHIPS | 4437252 |
| KILEY, JAMES J | SENIOR VICE PRESIDENT, EDUCATION MARKET & AFFILIATES | 1278905 |
| LACEY, SUSAN JANELLE | ASSISTANT TREASURER | 4930469 |
| MAGHINI, MICHAEL THOMAS | SENIOR VICE PRESIDENT, NATIONAL ACCOUNTS | 1239692 |
| REIDY, MICHAEL KEVIN | SENIOR VICE PRESIDENT | 1323936 |
| ROCHA, MATTHEW VINCENT | SENIOR VICE PRESIDENT, SALES MANAGER EAST | 5207062 |
| TALLEN, AARON MARSHAL | SECOND VICE PRESIDENT, HEAD OF DISTRIBUTION OPERATIONS & 401K DEFINED CONTRIBUTIONS | 4455856 |
| WILEY, DONALD ANDREW | VICE PRESIDENT | 1132196 |
| YOUNG, LISA MICHELLE | ASSISTANT TREASURER | 2596425 |
Disclosures
| Regulatory Event | 5 |
Red Flags
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