John T. Fucigna
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John Thomas Fucigna, who also goes by J T Fucigna, John Thomas Fucigna, John Fucigna, was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 1984. John had worked at 14 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 3, Series 31 and Series 30 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 28, 2022 - May 7, 2024
VIRTUS INVESTMENT ADVISERS, LLC
October 20, 2021 - May 7, 2024
VP DISTRIBUTORS LLC
January 3, 2019 - October 1, 2021
COMPASS DISTRIBUTORS, LLC
July 19, 2017 - December 31, 2018
QUASAR DISTRIBUTORS, LLC
June 19, 2013 - December 19, 2016
MAN INVESTMENTS INC.
September 27, 2006 - July 11, 2008
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
February 8, 2000 - September 29, 2006
FAM DISTRIBUTORS, INC.
May 18, 1998 - August 10, 1998
J.P. MORGAN ALTERNATIVE ASSET MANAGEMENT, INC.
April 1, 1996 - May 22, 1996
J.P. MORGAN SECURITIES INC.
November 10, 1994 - April 1, 1996
CHASE SECURITIES, INC.
July 12, 1989 - September 7, 1994
CITIGROUP GLOBAL MARKETS INC.
August 13, 1986 - May 6, 1989
CREDIT SUISSE SECURITIES (USA) LLC
June 27, 1984 - October 25, 1984
LEHMAN BROTHERS INC.
June 20, 1984 - June 27, 1984
LEHMAN BROTHERS KUHN LOEB INCORPORATED
Primary Firm SEC Registration
VIRTUS INVESTMENT ADVISERS, LLC
CRD#: 106982 / SEC#: 801-5995
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
VIRTUS INVESTMENT ADVISERS, LLC
CRD#: 106982 / SEC#: 801-5995
Contact information
SEC notice filing (6 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 105 |
| AUM (Assets Under Management) | $ 53,982,609,839 |
Red Flags
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