Daniel S. Botti

PEREGRINE ASSET ADVISERS

PORTLAND, OR 97258

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CRD#: 1272707

Professional summary

Daniel Stewart Botti, who also goes by Daniel S Botti, is a registered financial advisor currently at PEREGRINE ASSET ADVISERS, INC. located in Portland, Oregon.

Daniel is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1984. Daniel has worked at 2 firms and has passed the Series 66, Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Daniel S Botti

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Daniel Stewart Botti's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 29, 2001 - Present

PEREGRINE ASSET ADVISERS, INC.

Office #1: One Sw Columbia Ste 1680, Portland, OR 97258

RIA

CRD#: 115738

PORTLAND, OR

Past

June 20, 1984 - July 12, 2001

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

PEREGRINE ASSET ADVISERS, INC.

NORTHLINE WEALTH MANAGEMENT | STRATEGY WEALTH MANAGEMENT, LLC | PEREGRINE CAPITAL MANAGEMENT, INC. | PEREGRINE ASSET ADVISERS, INC.

CRD#: 115738 / SEC#: 801-60608

RIA

Registered Investment Advisory firm - (10/3/2001 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Oregon
(6/29/2001)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 1/19/2001

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 6/26/1984

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 6/16/1984

General Securities Representative Examination

Current Firm

PEREGRINE ASSET ADVISERS, INC.

NORTHLINE WEALTH MANAGEMENT | STRATEGY WEALTH MANAGEMENT, LLC | PEREGRINE CAPITAL MANAGEMENT, INC. | PEREGRINE ASSET ADVISERS, INC.

CRD#: 115738 / SEC#: 801-60608

RIA

Registered Investment Advisory firm - (10/3/2001 Approved)

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Contact information

Main Address

9755 Sw Barnes Rd Suite 610, Portland, OR 97225

Mailing Address

Phone number

(503) 459-4651

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (8 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

NORTHLINE WEALTH MANAGEMENT UNDER PEREGRINE ASSET ADVISERS (2/12/2025)

PEREGRINE ASSET ADVISERS AND DBA NORTHLINE ADV PART2 A AND B (2/12/2025)

Regulatory assets under management

Total Number of Accounts	501
AUM (Assets Under Management)	$ 575,570,685

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Daniel S. Botti

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Daniel Stewart Botti's CRS (Customer Relationship Summary).

Certified licenses

Experience

PEREGRINE ASSET ADVISERS, INC.

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Primary Firm SEC Registration

PEREGRINE ASSET ADVISERS, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 1/19/2001

Series 63

Date: 6/26/1984

Series 7

Date: 6/16/1984

Current Firm

PEREGRINE ASSET ADVISERS, INC.

Contact information

SEC notice filing (8 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

PEREGRINE ASSET ADVISERS, INC.

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