Ronald Hochuli
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Ronald Hochuli, who also goes by Ronald E Hochuli, Ronald Edward Hochuli, was a registered financial professional .
Ronald is a previously registered financial professional and started their career in finance in 1984. Ronald had worked at 3 firms and has passed the Series 66, Series 65, Series 63, Series 7 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 13, 2012 - December 13, 2012
WSA AFFILIATES, LLC
January 27, 2012 - December 5, 2012
NDX TRADING, INC.
January 8, 2009 - January 28, 2010
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
January 5, 2009 - January 28, 2010
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
July 23, 1990 - June 6, 2003
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
October 3, 1989 - June 6, 2003
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
July 22, 1984 - September 19, 1989
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 8
Date: 4/16/1998
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
WSA AFFILIATES, LLC
CRD#: 144108 / SEC#:
Contact information
Red Flags
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