Frank M. Cordovano
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Frank Michael Cordovano was a registered financial professional .
Frank is a previously registered financial professional and started their career in finance in 1984. Frank had worked at 14 firms and has passed the Series 65, Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 7, 2005 - December 10, 2012
FRONTIER FINANCIAL ADVISORS, LLC
July 20, 2004 - December 9, 2005
GUNNALLEN FINANCIAL, INC
April 9, 2002 - July 27, 2004
NATIONAL SECURITIES CORPORATION
August 10, 2001 - April 5, 2002
NORTHEAST SECURITIES, LLC
July 19, 2000 - August 14, 2001
PRUDENTIAL EQUITY GROUP, LLC
October 1, 1994 - July 28, 2000
WELLS FARGO CLEARING SERVICES, LLC
May 27, 1992 - September 28, 1994
UBS FINANCIAL SERVICES INC.
May 8, 1992 - September 28, 1994
UBS FINANCIAL SERVICES INC.
May 20, 1986 - June 9, 1992
CIBC WORLD MARKETS CORP.
November 25, 1985 - June 2, 1986
KUHNS BROTHERS & LAIDLAW, INC.
August 6, 1985 - November 8, 1985
BROADCHILD SECURITIES CORP.
June 10, 1985 - January 2, 1986
FIRST HERITAGE CORPORATION
April 8, 1985 - June 10, 1985
FIRST FLORIDA SECURITIES, INC.
February 12, 1985 - April 4, 1985
J. T. MORAN & CO., INC.
May 22, 1984 - April 23, 1985
INVESTACORP, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
FRONTIER FINANCIAL ADVISORS, LLC
CRD#: 134569 / SEC#:
Contact information
Red Flags
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