Mary E. Stone
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Mary Elizabeth Stone, who also goes by Mary Elizabeth Meyers, Mary E Stone, Mary Stone, Mary Weber, was a registered financial professional .
Mary is a previously registered financial professional and started their career in finance in 1984. Mary had worked at 9 firms and has passed the Series 65, Series 63, Series 3, Series 7, Series 8 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 21, 2012 - July 16, 2014
USAA FINANCIAL PLANNING SERVICES
August 21, 2012 - July 16, 2014
USAA FINANCIAL ADVISORS, INC.
March 22, 2011 - June 7, 2011
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
March 16, 2011 - June 7, 2011
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
July 8, 1997 - April 28, 2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
March 18, 1997 - April 28, 2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
May 31, 1996 - March 11, 1997
LPL FINANCIAL LLC
October 20, 1995 - June 10, 1996
IFMG SECURITIES, INC.
March 1, 1994 - October 23, 1995
WALL STREET ACCESS
July 23, 1988 - February 26, 1994
GLENFED BROKERAGE SERVICES
October 23, 1986 - July 19, 1988
GREAT WESTERN FINANCIAL SECURITIES CORPORATION
June 20, 1984 - October 15, 1986
MORGAN STANLEY DW INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 8
Date: 6/5/1995
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
USAA FINANCIAL PLANNING SERVICES
CRD#: 106352 / SEC#: 801-53347
Contact information
Red Flags
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