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Dominic C. Martellaro

DESTRA CAPITAL INVESTMENTS LLC
Bozeman, MT 59715
Some features on this profile are disabled
CRD#: 1271857
DM

Professional summary


Dominic C Martellaro, who also goes by Dominic Carl Martellaro, Dominic Martellaro, is a registered financial professional currently at DESTRA CAPITAL INVESTMENTS LLC located in Bozeman, Montana.

Dominic is registered as a RR (Registered Representative) and started their career in finance in 1984. Dominic has worked at 6 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Dominic Carl Martellaro | Dominic Martellaro

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Dominic C Martellaro's CRS (Customer Relationship Summary).

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

March 16, 2011 - Present

DESTRA CAPITAL INVESTMENTS LLC

Office #1: 443 N. Willson Ave., Bozeman, MT 59715Office #2: 443 N. Willson Ave., Bozeman, MT 59715
BD
CRD#: 148299
Bozeman, MT
Past

September 24, 2004 - February 16, 2010

JANUS HENDERSON DISTRIBUTORS US LLC

BD
CRD#: 28832
DENVER, CO
Past

February 13, 1996 - March 19, 2003

INVESCO CAPITAL MARKETS, INC.

BD
CRD#: 6939
HOUSTON, TX
Past

October 2, 1987 - April 22, 1994

KEMPER FINANCIAL SERVICES, INC.

BD
CRD#: 798
Past

January 12, 1987 - April 14, 1987

WULFF, HANSEN & CO.

BD
CRD#: 908
Past

June 20, 1984 - January 10, 1986

MORGAN STANLEY DW INC.

BD
CRD#: 7556

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
California
(3/29/2011)
RR
Montana
(1/4/2022)

Exams


State Security Law Exam
RR
Series 63
Date: 3/15/2005
Uniform Securities Agent State Law Examination
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA

Current Firm


DC
DESTRA CAPITAL INVESTMENTS LLC
DESTRA CAPITAL INVESTMENTS LLC | DESTRACOM INVESTMENTS LLC | DESTRA INVESTMENTS LLC

CRD#: 148299 / SEC#: , 8-68006

BD
Broker-Dealer Firm Regulated by FINRA (Denver district office)
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Contact information


Main Address
443 N. Willson Ave., Bozeman, MT 59715
Mailing Address
443 N. Willson Ave., Bozeman, MT 59715
Phone number
(877) 855-3434
Established
Delaware since 08/08/2008
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (53 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Direct owners and executive officers


NamePositionCRD#
DESTRA CAPITAL MANAGEMENT LLCMEMBER AND MANAGER OF DESTRA CAPITAL INVESTMENTS LLC
BLECHNER, MYLES REIDCCO2709013
COSTENBADER, WALTER RUSSELLFINOP/CFO1828345
MARTELLARO, DOMINIC CARLCEO OF DESTRA CAPITAL INVESTMENTS LLC1271857
YOUNT, JAMESPRESIDENT2373645

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


DESTRA CAPITAL INVESTMENTS LLC

CRD#: 148299Bozeman, MT 59715

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