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Blake Somerset Murray

CRD# 1271787·Registered 1984 - 2001
Previously Registered: Being a previously registered professional could mean that Blake is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Blake Somerset Murray, who also goes by Blake S Murray, Blake Sommerset Murray, Blake Summerset Murray, was a registered financial advisor. Blake was a previously registered financial professional and started their career in finance 1984 - 2001. Blake had worked at 13 firms and has passed the Series 63, Series 7, Series 6 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Blake S Murray, Blake Sommerset Murray, Blake Summerset Murray

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

34 years in the financial services industry

Current & Past Employments

KOVACK SECURITIES INC.·CRD# 44848
BD
Ft. Lauderdale, FL
June 15, 2000 - December 20, 2001
SUMMIT BROKERAGE SERVICES, INC.·CRD# 34643
BD
Boca Raton, FL
July 31, 1998 - March 15, 2000
SAN CLEMENTE SECURITIES, INC.·CRD# 21895
BD
San Clemente, CA
January 1, 1997 - August 25, 1998
EMPIRE FINANCIAL GROUP, INC.·CRD# 28759
BD
Longwood, FL
February 12, 1996 - August 30, 1996
LINCOLN FINANCIAL INVESTMENT SERVICES CORPORATION·CRD# 5178
BD
Fort Wayne, IN
December 21, 1995 - February 21, 1996
AFD, INC.·CRD# 34047
BD
Northbrook, IL
October 13, 1994 - December 31, 1994
CONCOURSE FINANCIAL GROUP SECURITIES, INC.·CRD# 15708
BD
Birmingham, AL
May 7, 1990 - January 16, 1991
SECURITIES MANAGEMENT & RESEARCH, INC.·CRD# 759
BD
Cedar Rapids, IA
February 24, 1989 - October 31, 1989
PAMCO SECURITIES AND INSURANCE SERVICES·CRD# 11028
BD
May 5, 1987 - July 21, 1987
BERACHAH SECURITIES CORPORATION·CRD# 16228
BD
April 16, 1987 - June 12, 1987
MONARCH SECURITIES, INC.·CRD# 2809
BD
November 13, 1986 - April 24, 1987
AMERIPRISE FINANCIAL SERVICES, LLC·CRD# 6363
BD
August 5, 1985 - November 29, 1985
FORESTERS FINANCIAL SERVICES, INC.·CRD# 305
BD
June 18, 1984 - August 16, 1984

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Current Firm

KS
KOVACK SECURITIES INC.

KOVACK SECURITIES INC. | RK ADVISORS, INC. | RK ADVISORS

CRD#: 44848 / SEC#: 8-50847
BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)

Contact Information

Main Address

6451 N. Federal Hwy. Suite 1201, Ft. Lauderdale, FL 33308

Mailing Address

6451 N. Federal Hwy. Suite 1201, Ft. Lauderdale, FL 33308

Phone Number

(954) 782-4771

Established

Florida since 04/22/1997

Firm Type

Corporation

Fiscal Year End

December

Firm Size

Medium

FINRA licenses (53 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
KOVACK FINANCIAL, LLC.OWNER—
KOVACK, BRIAN JOHNCEO2809477
SHICK, ISABELLE ALLISONFINOP5364794
WOLFE, MELINDA SUECHIEF COMPLIANCE OFFICER/EVP1627593

Disclosures

Regulatory Event

5

Arbitration

5

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Jul 1996About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Jun 1996About the Series 7 exam

Series 6 — Investment Company Products/Variable Contracts Representative Examination

Passed Oct 1994About the Series 6 exam

Series 24 — General Securities Principal Examination

Passed Aug 1997About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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