Blake S. Murray
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Blake Somerset Murray, who also goes by Blake S Murray, Blake Sommerset Murray, Blake Summerset Murray, was a registered financial professional .
Blake is a previously registered financial professional and started their career in finance in 1984. Blake had worked at 13 firms and has passed the Series 63, Series 7, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 15, 2000 - December 20, 2001
KOVACK SECURITIES INC.
July 31, 1998 - March 15, 2000
SUMMIT BROKERAGE SERVICES, INC.
January 1, 1997 - August 25, 1998
SAN CLEMENTE SECURITIES, INC.
February 12, 1996 - August 30, 1996
EMPIRE FINANCIAL GROUP, INC.
December 21, 1995 - February 21, 1996
LINCOLN FINANCIAL INVESTMENT SERVICES CORPORATION
October 13, 1994 - December 31, 1994
AFD, INC.
May 7, 1990 - January 16, 1991
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
February 24, 1989 - October 31, 1989
SECURITIES MANAGEMENT & RESEARCH, INC.
May 5, 1987 - July 21, 1987
PAMCO SECURITIES AND INSURANCE SERVICES
April 16, 1987 - June 12, 1987
BERACHAH SECURITIES CORPORATION
November 13, 1986 - April 24, 1987
MONARCH SECURITIES, INC.
August 5, 1985 - November 29, 1985
AMERIPRISE FINANCIAL SERVICES, LLC
June 18, 1984 - August 16, 1984
FORESTERS FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
KOVACK SECURITIES INC.
CRD#: 44848 / SEC#: , 8-50847
Contact information
FINRA licenses (53 States and Territories)
Disclosures
| Regulatory Event | 5 |
| Arbitration | 5 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
