AK
Alexander P. Kline
CAMBRIDGE INVESTMENT RESEARCH ADVISORS
PITTSBURGH, PA 15223
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CRD#: 1271785
AK
Professional summary
Alexander Patrick Kline, CFP® is a registered financial advisor currently at CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. located in Pittsburgh, Pennsylvania and CAMBRIDGE INVESTMENT RESEARCH, INC. located in Pittsburgh, Pennsylvania.
Alexander is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1984. Alexander has worked at 12 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) CIRA, 1776 PLEASANT PLAIN ROAD, FAIRFIELD IA, AS ADVISORY REP OF A RIA. INVESTMENT RELATED 25/WEEK 20/TRADE. SEE EMPLOYMENT HISTORY FOR START DATE. 2) DUNCAN FINANCIAL GROUP 311 MAIN STREET IRWIN, PA 15642. BEGAN 01/01/1984 AS INSURANCE AGENT FOR LIFE, HEALTH, AND P&C. INVESTMENT RELATED. DEVOTES 5 HRS/WK. 5 HRS DURING TRADING. 3) ANIMAL FRIENDS, 562 Camp Horne Road, Pittsburgh PA 15237, 10/2023, Committee Member, Volunteer, NIR, 2 HR/MO - 0 HR/MO TRADING. 4) IRWIN CAPITAL MANAGEMENT, 311 Main Street, Irwin PA 15642, United States, 12/15/2021, Owner, Owner/Partner of a Business Entity, NIR, 0 HR/MO - 0 HR/MO TRADING.
CRS (Client Relationship Summary) - RIA
Click below to view Alexander Patrick Kline's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
December 21, 2011 - Present
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
Office #1: 368 Butler St, Pittsburgh, PA 15223RIA
CRD#: 134139
PITTSBURGH, PA
Current
December 21, 2011 - Present
CAMBRIDGE INVESTMENT RESEARCH, INC.
Office #1: 368 Butler St, Pittsburgh, PA 15223BD
CRD#: 39543
Pittsburgh, PA
Past
December 14, 2011 - December 20, 2011
PROSPERA FINANCIAL SERVICES, INC.
RIA
CRD#: 10740
PITTSBURGH, PA
Past
December 13, 2011 - December 20, 2011
PROSPERA FINANCIAL SERVICES, INC.
BD
CRD#: 10740
PITTSBURGH, PA
Past
March 17, 2010 - November 21, 2011
THE HUNTINGTON INVESTMENT COMPANY
RIA
CRD#: 16986
PITTSBURGH, PA
Past
November 5, 2007 - November 21, 2011
THE HUNTINGTON INVESTMENT COMPANY
BD
CRD#: 16986
PITTSBURGH, PA
Past
July 23, 2007 - October 22, 2007
WALNUT STREET SECURITIES, INC.
RIA
CRD#: 15840
PITTSBURGH, PA
Past
January 27, 1997 - November 2, 2006
WALNUT STREET ADVISERS INC
RIA
CRD#: 109903
PITTSBURGH, PA
Past
January 3, 1996 - December 31, 2007
M & E INVESTMENT GROUP, INC
RIA
CRD#: 123885
CARNEGIE, PA
Past
May 7, 1990 - October 22, 2007
WALNUT STREET SECURITIES, INC.
BD
CRD#: 15840
PITTSBURGH, PA
Past
February 22, 1990 - May 10, 1990
RAYMOND JAMES FINANCIAL SERVICES, INC.
BD
CRD#: 6694
ST. PETERSBURG, FL
Past
October 21, 1985 - March 8, 1990
TOWER SQUARE SECURITIES, INC.
BD
CRD#: 833
EL SEGUNDO, CA
Past
June 5, 1985 - November 12, 1985
MONY SECURITIES CORPORATION
BD
CRD#: 4386
Past
August 22, 1984 - March 4, 1985
MANAGED INVESTMENTS, INC.
BD
CRD#: 2640
Past
June 20, 1984 - August 31, 1984
FORESTERS FINANCIAL SERVICES, INC.
BD
CRD#: 305
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
AXIOM WEALTH PARTNERS | WITS FINANCIAL | WHITE & ASSOCIATES | THE AMERIFLEX GROUP (TAG) | TAG WEALTH | TAG ADVISORS | TAG | SUNRIZE RETIREMENT & FINANCIAL SERVICES | SUMMIT FINANCIAL SOLUTIONS | SUMMIT FINANCIAL & INSURANCE SERVICES LLC | SUMMIT FINANCIAL & INSURANCE SERVICES | STATELINE WEALTH ADVISORS | RIPCORD WEALTH | RIPCORD PARTNERS | PREFERRED PARTNERS | PIVOTAL FINANCIAL ADVISORS LLC | PARTNERS IN PLANNING, LLC | PARAGON FINANCIAL, LLC | JORDAN CREEK FINANCIAL SOLUTIONS | GATEWAY NW WEALTH ADVISORS | GATEWAY FINANCIAL SERVICES, INC | GATEWAY FINANCIAL ADVISORS, LLC | GATEWAY FINANCIAL ADVISORS | FINANCIAL INDEPENDENCE WEALTH MANAGEMENT, LLC | DUNCAN FINANCIAL GROUP, INC | DUNCAN FINANCIAL GROUP LLC | DUNCAN FINANCIAL GROUP | DUNCAN ADVISOR RESOURCES | CORE NORTH CAPITAL PLANNING | CANTELLA CAPITAL GROUP LLC | CANTELLA | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | CAMBRIDGE | AXIOM WEALTH PARTNERS, LLC
CRD#: 134139 / SEC#: 801-63930
RIA
Registered Investment Advisory firm - (2/3/2005 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(1/3/2022)
RR
Arizona(10/20/2025)
RR
California(12/21/2011)
RR
Connecticut(5/15/2015)
RR
Florida(1/6/2012)
RR
Georgia(12/21/2011)
RR
Illinois(2/4/2020)
RR
Indiana(2/15/2023)
RR
Iowa(1/3/2025)
RR
Maryland(1/3/2012)
RR
Michigan(10/20/2022)
RR
New Jersey(1/2/2020)
RR
New York(9/5/2012)
RR
North Carolina(4/1/2015)
RR
North Dakota(1/9/2023)
RR
Ohio(1/3/2012)
RR
Pennsylvania(12/21/2011)
IAR
Pennsylvania(12/21/2011)
RR
South Carolina(1/10/2014)
RR
Tennessee(11/18/2022)
IAR
Texas(1/5/2016)
RR
Texas(1/6/2016)
RR
Utah(1/21/2014)
RR
Virginia(1/10/2012)
RR
Washington(1/21/2014)
RR
West Virginia(2/27/2017)
RR
Wisconsin(11/18/2024)
IAR
Wyoming(8/2/2017)
RR
Wyoming(1/6/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
AXIOM WEALTH PARTNERS | WITS FINANCIAL | WHITE & ASSOCIATES | THE AMERIFLEX GROUP (TAG) | TAG WEALTH | TAG ADVISORS | TAG | SUNRIZE RETIREMENT & FINANCIAL SERVICES | SUMMIT FINANCIAL SOLUTIONS | SUMMIT FINANCIAL & INSURANCE SERVICES LLC | SUMMIT FINANCIAL & INSURANCE SERVICES | STATELINE WEALTH ADVISORS | RIPCORD WEALTH | RIPCORD PARTNERS | PREFERRED PARTNERS | PIVOTAL FINANCIAL ADVISORS LLC | PARTNERS IN PLANNING, LLC | PARAGON FINANCIAL, LLC | JORDAN CREEK FINANCIAL SOLUTIONS | GATEWAY NW WEALTH ADVISORS | GATEWAY FINANCIAL SERVICES, INC | GATEWAY FINANCIAL ADVISORS, LLC | GATEWAY FINANCIAL ADVISORS | FINANCIAL INDEPENDENCE WEALTH MANAGEMENT, LLC | DUNCAN FINANCIAL GROUP, INC | DUNCAN FINANCIAL GROUP LLC | DUNCAN FINANCIAL GROUP | DUNCAN ADVISOR RESOURCES | CORE NORTH CAPITAL PLANNING | CANTELLA CAPITAL GROUP LLC | CANTELLA | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | CAMBRIDGE | AXIOM WEALTH PARTNERS, LLC
CRD#: 134139 / SEC#: 801-63930
RIA
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Contact information
Main Address
1776 Pleasant Plain Rd., Fairfield, IA 52556-8757
Mailing Address
Phone number
(641) 472-5100
Established
Firm type
Fiscal year end
# of Employees
3,361
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 438,414 |
| AUM (Assets Under Management) | $ 102,413,096,032 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/09/2024 | ||
| 04/29/2024 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
