Anthony Michael Palovchik Sr
Professional Summary
Anthony Michael Palovchik SR, who also goes by Anthony Michael Palovchik, was a registered financial advisor. Anthony was a previously registered financial professional and started their career in finance 1984 - 2003. Anthony had worked at 4 firms and has passed the Series 63, Series 3, Series 55, Series 7, Series 30, Series 24 and Series 4 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Anthony Michael Palovchik
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Videos & Posts
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Contact Information
No current employment
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
42 years in the financial services industry
Current & Past Employments
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Current Firm
ASHTON-CLAYTON FINANCIAL GROUP | ASHTON-CLAYTON FINANCIAL GROUP, LLC
Contact Information
Established
New Jersey since 08/21/1997Firm Type
Limited Liability CompanyFiscal Year End
DecemberDocuments
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| ASHTON, RICHARD PHILLIP JR | PRESIDENT/COMPLIANCE/ROP | 2070630 |
| JOHN TAPINAS | MEMBER | — |
| PRINZI, RICHARD | MEMBER | 4921773 |
| RUSSO PICCIURRO MALOY LLC | MEMBER | — |
| TECUMSEH HOLDING CORPORATION AND HOGAN & HARTSON AS RECEIVER AND LORETTA E. LYNCH OF HOGAN AND HARTSON AS CONTACT PERSON | MEMBER | — |
| BROWN, MICHAEL OWEN | FINOP | 1658070 |
Disclosures
Regulatory Event
1Similar Advisors
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 55 — Limited Representative-Equity Trader Exam
Passed Mar 2000Similar Advisors
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CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.Similar Advisors
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