Clifford W. Erhart

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CRD#: 1271627

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Clifford Wayne Erhart, who also goes by Wayne Erhart, was a registered financial professional .

Clifford is a previously registered financial professional and started their career in finance in 1984. Clifford had worked at 8 firms and has passed the Series 63, SIE, Series 6, Series 7 and Series 22 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Wayne Erhart

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

June 14, 2018 - May 8, 2019

CREATIVEONE WEALTH, LLC

RIA

CRD#: 281213

ROCKVILLE, MD

Past

August 27, 2015 - May 3, 2016

CENTER STREET ADVISORS, INC.

RIA

CRD#: 169329

Rockville, MD

Past

July 2, 2013 - May 3, 2016

CENTER STREET SECURITIES, INC.

CRD#: 26898

ROCKVILLE, MD

Past

February 24, 2012 - August 20, 2015

BROOKSTONE CAPITAL MANAGEMENT LLC

RIA

CRD#: 141413

ROCKVILLE, MD

Past

March 11, 2004 - December 3, 2007

CONTEMPORARY FINANCIAL SOLUTIONS, INC.

CRD#: 121699

ROCKVILLE, MD

Past

February 22, 1989 - December 31, 2003

MUTUAL SERVICE CORPORATION

CRD#: 4806

BOSTON, MA

Past

January 13, 1987 - February 7, 1989

JOHN HANCOCK DISTRIBUTORS LLC

CRD#: 5249

BOSTON, MA

Past

August 6, 1984 - December 22, 1986

GROVE POINT INVESTMENTS, LLC

CRD#: 1763

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CREATIVEONE WEALTH, LLC

CRD#: 281213 / SEC#: 801-106677

RIA

Registered Investment Advisory firm - (9/25/2015 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 3/21/2013

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 5/3/2016

Securities Industry Essentials Examination

General Industry/Product Exam

Series 6

Date: 6/27/2013

Investment Company Products/Variable Contracts Representative Examination

General Industry/Product Exam

Series 7

Date: 12/15/1984

General Securities Representative Examination

General Industry/Product Exam

Series 22

Date: 8/15/1984

Direct Participation Programs Representative Examination

Current Firm

CREATIVEONE WEALTH, LLC

CRD#: 281213 / SEC#: 801-106677

RIA

Registered Investment Advisory firm - (9/25/2015 Approved)

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Contact information

Main Address

6330 Sprint Pkwy Suite 400, Overland Park, KS 66211

Mailing Address

Phone number

(913) 402-7897

Established

Firm type

Fiscal year end

# of Employees

217

SEC notice filing (51 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

CREATIVEONE WEALTH ADV PART 2A 03.31.2025 (4/15/2025)

Regulatory assets under management

Total Number of Accounts	29,437
AUM (Assets Under Management)	$ 4,828,907,475

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Clifford W. Erhart

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

CENTER STREET ADVISORS, INC.

CENTER STREET SECURITIES, INC.

BROOKSTONE CAPITAL MANAGEMENT LLC

CONTEMPORARY FINANCIAL SOLUTIONS, INC.

MUTUAL SERVICE CORPORATION

JOHN HANCOCK DISTRIBUTORS LLC

GROVE POINT INVESTMENTS, LLC

Primary Firm SEC Registration

CREATIVEONE WEALTH, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 3/21/2013

SIE

Date: 5/3/2016

Series 6

Date: 6/27/2013

Series 7

Date: 12/15/1984

Series 22

Date: 8/15/1984

Current Firm

CREATIVEONE WEALTH, LLC

Contact information

SEC notice filing (51 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

CREATIVEONE WEALTH, LLC

TRUST BUT VERIFY

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