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Thomas H. Fletcher
NAPIER FINANCIAL
BRAINTREE, MA 02184
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CRD#: 1271532
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Professional summary
Thomas Hastings Fletcher, CFP® is a registered financial advisor currently at NAPIER FINANCIAL located in Braintree, Massachusetts.
Thomas is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2009. Thomas has worked at 5 firms and has passed the Series 66, Series 63, SIE, Series 55 and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. 01/02/2013 - US WEALTH MANAGEMENT - INV REL - AT REPORTED LOCATION - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) 2. 01/02/2013 - U S INSURANCE BROKERS - Other- Non-Variable Insurance - NOT INV REL - AT REPORTED BUSINESS LOCATION(S) **ADMIN ONLY**. 3. 01/22/2013 - U.S. FINANCIAL ADVISORS - REGISTERED INVESTMENT ADVISOR - DBA: (HYBRID) U.S. Financial Advisors - Investment Related - At Reported Business Location(s) - 75% TIME SPENT - I provide investment advisory services through US Financial Advisors, LLC an independent investment advisor firm. I started this business activity on 01/22/2013. I expect to spend approximately 120 hours/month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial 4. 12/02/2014 - "U.S. WEALTH MANAGEMENT - THE NAPOLITANO TEAM" - INV REL - 30 BRAINTREE HILL OFFICE PARK, SUITE 201, BRAINTREE MA 02184 - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - START 11/20/13 - No Time Spent 5. 08/27/2015 - JNAP LLC - INV REL - 30 BRAINTREE HILL OFFICE PARK, SUITE 201, BRAINTREE MA 02184 - BUSINESS ENTITY FOR TAX/INVESTMENT PURPOSES ONLY - START 12/31/2014 - 1 HOURS PER MONTH, 0 DURING TRADING. Napier Alternatives, LLC. Napier Alternatives, LLC serves as managing member of GenWel Capital, LLC and GenWel Capital 2, LLC. Investment related. 25% of time spent monthly. GenWel Capital, LLC and GenWel Capital 2, LLC, serve as investment managers of real estate-related investment funds exempt from registration under the Investment Company Act. These include pooled investment funds and private placements, together with any related feeder funds and parallel funds. Investment Related. 25% of time spent monthly.
CRS (Client Relationship Summary) - RIA
Click below to view Thomas Hastings Fletcher's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2014
Experience
Current
July 21, 2025 - Present
NAPIER FINANCIAL
Office #1: 30 Braintree Hill Office Park Suite 201, Braintree, MA 02184RIA
CRD#: 336725
BRAINTREE, MA
Past
January 26, 2015 - July 25, 2025
U.S. FINANCIAL ADVISORS
RIA
CRD#: 108763
BRAINTREE, MA
Past
January 4, 2013 - September 8, 2020
LPL FINANCIAL LLC
BD
CRD#: 6413
BRAINTREE, MA
Past
May 16, 2011 - June 19, 2012
MACQUARIE CAPITAL (USA) INC.
BD
CRD#: 36368
BOSTON, MA
Past
May 19, 2009 - May 13, 2011
PIPER SANDLER & CO.
BD
CRD#: 665
BOSTON, MA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
NF
NAPIER FINANCIAL
JNAP LLC | NAPIER FINANCIAL, LLC | NAPIER FINANCIAL
CRD#: 336725 / SEC#: 801-133755
RIA
Registered Investment Advisory firm - (6/26/2025 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Massachusetts(7/21/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
RR
Series 55
Date: 9/9/2009
Limited Representative-Equity Trader ExamGeneral Industry/Product Exam
Current Firm
NF
NAPIER FINANCIAL
JNAP LLC | NAPIER FINANCIAL, LLC | NAPIER FINANCIAL
CRD#: 336725 / SEC#: 801-133755
RIA
Registered Investment Advisory firm - (6/26/2025 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
30 Braintree Hill Office Park Suite 201, Braintree, MA 02184
Mailing Address
Phone number
(781) 884-2300
Established
Firm type
Fiscal year end
# of Employees
14
SEC notice filing (9 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 834 |
| AUM (Assets Under Management) | $ 517,704,154 |
Red Flags
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Company Information
NAPIER FINANCIAL
CRD#: 336725Braintree, MA 02184TRUST BUT VERIFY
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