Alan M. Friedland
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Alan Mark Friedland was a registered financial professional .
Alan is a previously registered financial professional and started their career in finance in 1984. Alan had worked at 7 firms and has passed the Series 63, Series 7, Series 4, Series 27 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 20, 2006 - March 14, 2007
ECHOTRADE LLC
October 11, 1988 - October 1, 1991
EDGE SECURITIES, INC.
May 13, 1987 - October 29, 1987
FIRST AMERICA EQUITIES CORP.
April 7, 1986 - May 13, 1987
PRUDENTIAL EQUITY GROUP, LLC
September 20, 1985 - April 16, 1986
BLACKSTOCK & CO., INC.
July 26, 1984 - June 7, 1984
FIRST INTERWEST SECURITIES CORPORATION
July 26, 1984 - September 30, 1985
THE STUART-JAMES COMPANY, INCORPORATED
June 7, 1984 - June 7, 1984
FIRST INTERWEST SECURITIES CORPORATION
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
ECHOTRADE LLC
CRD#: 42239 / SEC#: , 8-49764
Contact information
Documents
Disclosures
| Regulatory Event | 4 |
Red Flags
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