Randolf L. Scritchfield
Professional summary
Randolf Lawrence Scritchfield, CFP®, who also goes by Randy Scritchfield, is a registered financial advisor currently at OSAIC WEALTH, INC. located in Damascus, Maryland.
Randolf is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1984. Randolf has worked at 5 firms and has passed the Series 63, SIE, Series 31, Series 7 and Series 30 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Randolf Lawrence Scritchfield's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Randolf Lawrence Scritchfield's CRS (Customer Relationship Summary).
Certified licenses
Start date: 1985
Experience
June 14, 2024 - Present
OSAIC WEALTH, INC.
Office #1: 26005 Ridge Rd Ste 201, Damascus, MD 20872June 14, 2024 - Present
OSAIC WEALTH, INC.
Office #1: 26005 Ridge Rd Ste 201, Damascus, MD 20872May 15, 2015 - June 14, 2024
SECURITIES AMERICA ADVISORS, INC.
May 15, 2015 - June 14, 2024
SECURITIES AMERICA, INC.
January 19, 2005 - May 15, 2015
GROVE POINT INVESTMENTS, LLC
November 25, 1987 - May 15, 2015
GROVE POINT INVESTMENTS, LLC
May 22, 1984 - December 8, 1987
THE ADVISORS GROUP, INC.
Primary Firm SEC Registration
OSAIC WEALTH, INC.
CRD#: 23131 / SEC#: 801-54859, 8-40218
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
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Exams
FINRA
Current Firm
OSAIC WEALTH, INC.
CRD#: 23131 / SEC#: 801-54859, 8-40218
Contact information
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| OSAIC, INC. | SHAREHOLDER | |
| CORNICK, GREGORY ALLEN | CEO, PRESIDENT, DIRECTOR | 3132991 |
| FORD, ERINN JUNE | DIRECTOR | 2176816 |
| MIHAL, SHAWN MICHAEL | SVP, CHIEF COMPLIANCE OFFICER | 3262384 |
| MITCHELL, CHRISTOPHER MILLS | CORPORATE TREASURER, FINANCIAL PRINCIPAL | 2420144 |
| PRICE, JAMES DALE | CHAIRMAN | 1243224 |
| SCHLUETER, MATTHEW ADAM | EVP, OPERATIONS AND TECHNOLOGY SOLUTIONS, DIRECTOR | 2627931 |
Regulatory assets under management
| Total Number of Accounts | 797,559 |
| AUM (Assets Under Management) | $ 200,266,275,275 |
Disclosures
| Regulatory Event | 50 |
| Arbitration | 31 |
| Bond | 7 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 11/14/2025 | ||
| 12/18/2024 | ||
| 01/26/2024 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
OSAIC WEALTH, INC.
CRD#: 23131Damascus, MD 20872TRUST BUT VERIFY
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