Steven R. Gleason
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Steven Russel Gleason was a registered financial professional .
Steven is a previously registered financial professional and started their career in finance in 1984. Steven had worked at 7 firms and has passed the Series 63, SIE, Series 7, Series 6, Series 27 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 5, 2000 - September 9, 2015
NEW HORIZONS ASSET MANAGEMENT GROUP, LLC
September 12, 1997 - June 1, 2000
HUDSON TRADER BROKERAGE SERVICES, INC.
December 20, 1995 - October 24, 1997
ESSEX NATIONAL SECURITIES, LLC
June 1, 1992 - January 21, 1996
INDEPENDENT FINANCIAL SECURITIES, INC.
August 21, 1991 - June 1, 1992
UNITED PACIFIC FINANCIAL SERVICES, INC.
June 4, 1987 - December 19, 1989
TOWER SQUARE SECURITIES, INC.
May 21, 1984 - September 30, 1985
PRUCO SECURITIES, LLC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
NEW HORIZONS ASSET MANAGEMENT GROUP, LLC
CRD#: 103340 / SEC#: , 8-52174
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
