Michael N. Turgeon

UNITY FINANCIAL PLANNING GROUP LLC

KENNESAW, GA

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CRD#: 1271096

Professional summary

Michael N Turgeon, who also goes by Michael Norman Turgeon, Mike Turgeon, Michael N. Turgeon, Mike Turgeon, is a registered financial advisor currently at UNITY FINANCIAL PLANNING GROUP LLC located in Kennesaw, Georgia.

Michael is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1984. Michael has worked at 13 firms and has passed the Series 66, Series 65, Series 63, SIE, Series 7 and Series 26 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Michael Norman Turgeon | Mike Turgeon | Michael N. Turgeon | Mike Turgeon

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) 10/29/2024 - FiPath 4 Advisors - Refer Me IQ - Technology Company - Began as FiPath4Advisors, changed to Refer Me IQ, an online referral application - Inv Related - At Atlanta, GA - Start Date 02/03/2012 - 0hrs/mth - 0hrs/mth During Trading 2) 10/29/2024 - Five Date Rule Film - Private investment in a local film production - Inv Related - At Atlanta, GA - Start Date 08/14/2022 - 0hrs/mth - 0hrs/mth During Trading 3) 10/29/2024 - BLack Cat Decisions, LLC - Private investor in an analytics company providing calculators - Inv Related - At Atlanta, GA - Start Date 09/01/2000 - 0hrs/mth - 0hrs/mth During Trading 4) 10/24/2024 - T&M Family Enterprises, LLC - Co-Owner with stepbrother (Todd Meucci), One rental property and one property is owner financed - Real Estate Rental - Inv Related - At Atlanta, GA - Start Date 04/22/2013 - 1hrs/mth - 0hrs/mth During Trading 5) 10/24/2024 - Collective Resources International, LLC - Rental Property / Owner financing arrangement - Rental Property / Owner financing arrangement - Inv Related - At Atlanta, GA - Start Date 03/11/2010 - 1hrs/mth - 0hrs/mth During Trading 6) 10/08/2024 - The Turgeon Group, LLC - Open LLC for future use - Business Owner - Inv Related - At Atlanta, GA - Start Date 12/31/2022 - 0hrs/mth - 0hrs/mth During Trading 7) Mr. Turgeon established, in 2024 Peekaboo - Hoodie LLC. He leads the development of an invention project in the apparel industry focused on creating innovative accessories. This venture requires approximately 2 hours per month of his time. 8) Since May 2025, Mr. Turgeon has been co-manager of Financial Concierge Partners, LLC, a networking platform for referral partners and all things financial. This activity may involve investment-related activity and requires approximately 2 hours per month of Mr. Turgeon's time.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael N Turgeon's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

April 3, 2025 - Present

UNITY FINANCIAL PLANNING GROUP LLC

RIA

CRD#: 333889

KENNESAW, GA

Past

November 14, 2024 - February 19, 2025

LPL ENTERPRISE, LLC

RIA

CRD#: 8733

ATLANTA, GA

Past

November 14, 2024 - February 19, 2025

LPL ENTERPRISE, LLC

CRD#: 8733

ATLANTA, GA

Past

February 27, 2023 - November 14, 2024

PRUCO SECURITIES, LLC.

RIA

CRD#: 5685

ATLANTA, GA

Past

February 21, 2023 - November 14, 2024

PRUCO SECURITIES, LLC.

CRD#: 5685

ATLANTA, GA

Past

June 11, 2020 - February 15, 2023

THRIVENT INVESTMENT MANAGEMENT INC.

RIA

CRD#: 18387

Alpharetta, GA

Past

June 10, 2020 - February 15, 2023

THRIVENT INVESTMENT MANAGEMENT INC.

CRD#: 18387

Alpharetta, GA

Past

August 16, 2018 - June 9, 2020

MUTUAL OF OMAHA INVESTOR SERVICES, INC.

RIA

CRD#: 611

Atlanta, GA

Past

July 11, 2018 - June 9, 2020

MUTUAL OF OMAHA INVESTOR SERVICES, INC.

CRD#: 611

Atlanta, GA

Past

August 30, 2016 - June 28, 2018

PALMETTO ADVISORY GROUP, LLC

CRD#: 150270

KIAWAH ISLAND, SC

Past

March 16, 2015 - March 7, 2016

MANNING & NAPIER ADVISORS, LLC

RIA

CRD#: 105992

MARIETTA, GA

Past

December 23, 2014 - March 7, 2016

MANNING & NAPIER INVESTOR SERVICES, INC.

CRD#: 26266

FAIRPORT, NY

Past

January 17, 2014 - April 4, 2014

HARVEST USA

CRD#: 165614

NEW YORK, NY

Past

March 8, 2002 - December 31, 2002

AMERICAN CENTURY BROKERAGE, INC.

CRD#: 42846

KANSAS CITY, MO

Past

July 2, 1997 - January 25, 2012

AMERICAN CENTURY INVESTMENT SERVICES INC.

CRD#: 17437

KANSAS CITY, MO

Past

February 11, 1986 - March 14, 1997

VP DISTRIBUTORS LLC

CRD#: 3036

HARTFORD, CT

Past

June 20, 1984 - January 20, 1986

MORGAN STANLEY DW INC.

CRD#: 7556

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Georgia
(4/3/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 2/5/2015

Uniform Combined State Law Examination

State Security Law Exam

IAR

Series 65

Date: 3/6/1997

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 6/21/1984

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 6/16/1984

General Securities Representative Examination

Principal/Supervisory Exam

Series 26

Date: 3/18/2023

Investment Company Products/Variable Contracts Principal Examination

Current Firm

UNITY FINANCIAL PLANNING GROUP LLC

BENEFICIARY WEALTH MANAGEMENT | UNITY FINANCIAL PLANNING GROUP LLC

CRD#: 333889 / SEC#:

Georgia

Registered Investment Advisory firm - (1/2/2025 Approved)

Indiana

Registered Investment Advisory firm - (10/14/2025 Approved)

Michigan

Registered Investment Advisory firm - (10/15/2025 Approved)

Ohio

Registered Investment Advisory firm - (9/30/2025 Approved)

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Contact information

Main Address

Kennesaw, GA

Mailing Address

Phone number

(404) 200-6464

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	115
AUM (Assets Under Management)	$ 10,616,300

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Michael N. Turgeon

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael N Turgeon's CRS (Customer Relationship Summary).

Certified licenses

Experience

LPL ENTERPRISE, LLC

LPL ENTERPRISE, LLC

PRUCO SECURITIES, LLC.

PRUCO SECURITIES, LLC.

THRIVENT INVESTMENT MANAGEMENT INC.

THRIVENT INVESTMENT MANAGEMENT INC.

MUTUAL OF OMAHA INVESTOR SERVICES, INC.

MUTUAL OF OMAHA INVESTOR SERVICES, INC.

PALMETTO ADVISORY GROUP, LLC

MANNING & NAPIER ADVISORS, LLC

MANNING & NAPIER INVESTOR SERVICES, INC.

HARVEST USA

AMERICAN CENTURY BROKERAGE, INC.

AMERICAN CENTURY INVESTMENT SERVICES INC.

VP DISTRIBUTORS LLC

MORGAN STANLEY DW INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 2/5/2015

Series 65

Date: 3/6/1997

Series 63

Date: 6/21/1984

SIE

Date: 10/1/2018

Series 7

Date: 6/16/1984

Series 26

Date: 3/18/2023

Current Firm

UNITY FINANCIAL PLANNING GROUP LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

UNITY FINANCIAL PLANNING GROUP LLC

TRUST BUT VERIFY

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