Lester L. Hodges
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Lester Lee Hodges JR, who also goes by L Lee Hodges Jr, Lee Lee Hodges Jr, Lester Lee Hodges, was a registered financial professional .
Lester is a previously registered financial professional and started their career in finance in 1994. Lester had worked at 10 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 28, 2019 - January 23, 2020
WORLD EQUITY GROUP, INC.
August 2, 2018 - July 15, 2019
TAYLOR CAPITAL MANAGEMENT INC.
November 7, 2012 - August 3, 2018
FSC SECURITIES CORPORATION
August 11, 2009 - December 31, 2023
PEARCE FINANCIAL
June 22, 2009 - November 7, 2012
SECURITIES SERVICE NETWORK, LLC
May 23, 1996 - June 23, 2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
May 17, 1996 - June 23, 2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
April 12, 1995 - May 1, 1996
NATIONWIDE SECURITIES, LLC
February 6, 1995 - April 7, 1995
AMERIPRISE FINANCIAL SERVICES, LLC
February 6, 1995 - November 29, 1996
IDS LIFE INSURANCE COMPANY
September 19, 1994 - December 19, 1994
PRUCO SECURITIES, LLC.
Primary Firm SEC Registration
WORLD EQUITY GROUP, INC.
CRD#: 29087 / SEC#: 801-56328, 8-44088
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
WORLD EQUITY GROUP, INC.
CRD#: 29087 / SEC#: 801-56328, 8-44088
Contact information
SEC notice filing (51 States and Territories)
FINRA licenses (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 3,151 |
| AUM (Assets Under Management) | $ 944,844,374 |
Disclosures
| Regulatory Event | 12 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
