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MK

Marcia Kucher

CRD# 1270772·Registered 1984 - 2016
Previously Registered: Being a previously registered professional could mean that Marcia is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Marcia Kucher was a registered financial advisor. Marcia was a previously registered financial professional and started their career in finance 1984 - 2016. Marcia had worked at 3 firms and has passed the Series 63, SIE, Series 55, Series 7, Series 14, Series 8 and Series 27 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

42 years in the financial services industry

Current & Past Employments

SSC NY CORP.·CRD# 29804
BD
New York, NY
February 12, 1998 - February 17, 2016
INVEMED ASSOCIATES LLC·CRD# 6728
BD
New York, NY
May 27, 1994 - February 27, 1997
BRIMBERG & CO.·CRD# 1315
BD
New York, NY
June 21, 1984 - August 9, 1993

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Current Firm

SN
SSC NY CORP.

SFG BROKERAGE, INC. | SUNRISE SECURITIES CORP. | SSC NY CORP.

CRD#: 29804 / SEC#: 8-44559
BD
Terminated by SEC on 12/25/2016

Contact Information

Established

New York since 02/07/1992

Firm Type

Corporation

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
LOW, NATHAN AARONPRESIDENT, CEO, CCO1406525
MARRONE, MICHAEL THOMASCFO, FINOP4859949

Disclosures

Regulatory Event

5

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Jul 1984About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Feb 2016About the SIE exam

Series 55 — Limited Representative-Equity Trader Exam

Passed Mar 2000

Series 7 — General Securities Representative Examination

Passed Jun 1984About the Series 7 exam

Series 14 — Compliance Officer Examination

Passed Oct 1995About the Series 14 exam

Series 8 — General Securities Sales Supervisor Examination (Options Module & General Module)

Passed May 1995

Series 27 — Financial and Operations Principal Examination

Passed May 1990About the Series 27 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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