Karl H. Albensoeder
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Karl Heinz Albensoeder, who also goes by Karl H Albensoeder, was a registered financial professional .
Karl is a previously registered financial professional and started their career in finance in 1984. Karl had worked at 5 firms and has passed the Series 63, SIE, Series 55 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 28, 2015 - July 17, 2015
PENSERRA SECURITIES, LLC
November 2, 2011 - August 19, 2013
AVONDALE PARTNERS, LLC
November 9, 2010 - May 23, 2011
MELVIN SECURITIES, L.L.C.
May 22, 1996 - September 10, 2010
CANTOR FITZGERALD & CO.
May 30, 1984 - May 23, 1996
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 2/9/2011
Limited Representative-Equity Trader ExamCurrent Firm
PENSERRA SECURITIES, LLC
CRD#: 145994 / SEC#: , 8-67773
Contact information
FINRA licenses (17 States and Territories)
Documents
Red Flags
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