Stephen C. Sukovez
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Stephen Christopher Sukovez, who also goes by Steve Sukovez, was a registered financial professional .
Stephen is a previously registered financial professional and started their career in finance in 1984. Stephen had worked at 18 firms and has passed the Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 23, 2013 - November 30, 2020
ONESTA WEALTH MANAGEMENT, LLC
June 14, 2011 - December 31, 2013
GRADIENT SECURITIES, LLC
September 1, 2010 - June 20, 2011
QUESTAR CAPITAL CORPORATION
February 2, 2010 - September 1, 2010
LIGHTHOUSE CAPITAL CORPORATION
October 4, 2005 - February 6, 2008
CUNA BROKERAGE SERVICES, INC.
January 20, 2005 - June 28, 2005
WAMU INVESTMENTS, INC.
March 23, 2004 - November 10, 2004
CUNA BROKERAGE SERVICES, INC.
September 10, 2003 - March 3, 2004
COUNTRYWIDE INVESTMENT SERVICES, INC.
September 30, 2002 - July 9, 2003
USALLIANZ SECURITIES, INC.
October 22, 1999 - September 10, 2002
CAL FED INVESTMENTS
February 7, 1999 - October 19, 1999
SECURITIES AMERICA, INC.
September 20, 1993 - February 6, 1997
WELLS FARGO SECURITIES INC.
February 18, 1992 - September 20, 1993
MARKETING ONE SECURITIES, INC.
July 29, 1988 - January 24, 1992
GREAT WESTERN FINANCIAL SECURITIES CORPORATION
April 1, 1988 - July 23, 1988
CHRISTOPHER WEIL & COMPANY, INC
June 8, 1987 - April 4, 1988
JUDY & ROBINSON SECURITIES, INC
November 17, 1986 - May 26, 1987
PAMCO SECURITIES AND INSURANCE SERVICES
March 28, 1985 - October 8, 1986
U.S. ADVISORS, INC.
May 25, 1984 - March 26, 1985
CABOT-MEYERS FINANCIAL GROUP
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
ONESTA WEALTH MANAGEMENT, LLC
CRD#: 165177 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 36 |
| AUM (Assets Under Management) | $ 13,939,766 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
