Michael B. Silverberg
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael Bruce Silverberg, CFP® was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 1984. Michael had worked at 11 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 4 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Start date: 1984
Experience
March 15, 2017 - March 1, 2023
J K R & COMPANY, INC.
March 15, 2017 - March 1, 2023
J K R & COMPANY, INC.
August 29, 2016 - March 15, 2017
RANCE KING SECURITIES CORP.
September 15, 2006 - August 15, 2016
GIRARD SECURITIES, INC.
September 15, 2006 - August 15, 2016
GIRARD SECURITIES, INC.
March 11, 2005 - September 27, 2006
INVESTORS CAPITAL CORP.
March 11, 2005 - September 27, 2006
INVESTORS CAPITAL CORP.
July 10, 2003 - March 17, 2005
WADDELL & REED
July 3, 2003 - March 17, 2005
WADDELL & REED
December 22, 1999 - December 31, 2000
MUTUAL SERVICE CORPORATION
March 27, 1995 - December 31, 1997
SENTRA SECURITIES CORPORATION
July 17, 1990 - March 31, 1995
OSAIC WEALTH, INC.
November 7, 1989 - July 20, 1990
TITAN/VALUE EQUITIES GROUP, INC.
May 31, 1988 - November 7, 1989
VALUE EQUITIES CORPORATION
May 23, 1984 - June 9, 1988
ASSOCIATED SECURITIES CORP.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
J K R & COMPANY, INC.
CRD#: 8040 / SEC#: , 8-24191
Contact information
FINRA licenses (10 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 213 |
| AUM (Assets Under Management) | $ 113,298,848 |
Disclosures
| Regulatory Event | 1 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
