Deborah Winfree
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Deborah Winfree, who also goes by Deborah Baltimore, Deborah W Blackburn, Debbie Winfree, Debora A Winfree, Debora Ann Winfree, Deborah A Winfree, Debbie Witcher, Deborah Ann Witcher, Deborah Winfree Witcher, Deborah Winfree Witcherblackburn, Deborah Ann Winfree, was a registered financial professional .
Deborah is a previously registered financial professional and started their career in finance in 1984. Deborah had worked at 15 firms and has passed the Series 65, Series 63, Series 6TO, Series 7TO, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 29, 2022 - March 30, 2026
EMPOWER ADVISORY GROUP, LLC
July 8, 2022 - March 30, 2026
EMPOWER FINANCIAL SERVICES, INC.
March 8, 2019 - September 16, 2020
ALLSTATE FINANCIAL ADVISORS, LLC
March 5, 2019 - September 16, 2020
ALLSTATE FINANCIAL SERVICES, LLC
January 3, 2017 - September 5, 2017
LINCOLN INVESTMENT
July 19, 2012 - September 5, 2017
LEGEND ADVISORY, LLC
July 3, 2012 - January 3, 2017
LEGEND EQUITIES CORPORATION
November 17, 2010 - June 25, 2012
LINCOLN INVESTMENT
October 18, 2010 - June 25, 2012
LINCOLN INVESTMENT
January 7, 2010 - October 19, 2010
KOVACK ADVISORS, INC.
January 7, 2010 - October 19, 2010
KOVACK SECURITIES INC.
October 23, 2008 - February 1, 2010
GUNNALLEN FINANCIAL, INC
October 21, 2008 - February 1, 2010
GUNNALLEN FINANCIAL, INC
March 23, 2005 - October 14, 2008
LPL FINANCIAL LLC
March 22, 2005 - October 14, 2008
LPL FINANCIAL LLC
December 1, 1996 - March 23, 2005
UBS FINANCIAL SERVICES INC.
July 22, 1996 - March 23, 2005
UBS FINANCIAL SERVICES INC.
April 5, 1991 - July 26, 1996
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
May 23, 1985 - April 11, 1991
KIDDER, PEABODY & CO. INCORPORATED
September 20, 1984 - February 11, 1985
ANDERSON & STRUDWICK, INCORPORATED
Primary Firm SEC Registration
EMPOWER ADVISORY GROUP, LLC
CRD#: 112058 / SEC#: 801-58105
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 6TO
Date: 12/22/2022
Investment Company Products/Variable Contracts Representative ExaminationSeries 7TO
Date: 3/14/2022
General Securities Representative ExaminationCurrent Firm
EMPOWER ADVISORY GROUP, LLC
CRD#: 112058 / SEC#: 801-58105
Contact information
SEC notice filing (53 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 250,707 |
| AUM (Assets Under Management) | $ 159,120,330,491 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 02/26/2026 | ||
| 03/28/2025 | ||
| 11/21/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
