William H. Grubb

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CRD#: 1270444

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

William Henry Grubb, who also goes by Will Grubb, was a registered financial professional .

William is a previously registered financial professional and started their career in finance in 1984. William had worked at 3 firms and has passed the Series 65, Series 63, Series 3, Series 7 and Series 8 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Will Grubb

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

August 27, 2019 - December 31, 2020

ANTONETTI CAPITAL MANAGEMENT, LLC

RIA

CRD#: 156551

Winnsboro, SC

Past

August 28, 2015 - October 8, 2019

NAPLES EQUITY ADVISORS, LLC

RIA

CRD#: 151816

WINNSBORO, SC

Past

January 4, 2010 - December 31, 2014

NAPLES EQUITY ADVISORS, LLC

RIA

CRD#: 151816

NAPLES, FL

Past

April 17, 1991 - October 22, 2007

CITIGROUP GLOBAL MARKETS INC.

RIA

CRD#: 7059

SARASOTA, FL

Past

May 14, 1984 - October 22, 2007

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

SARASOTA, FL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ANTONETTI CAPITAL MANAGEMENT, LLC

ANTONETTI CAPITAL MANAGEMENT, LLC | PARK SHORE CAPITAL | KIENZLE WEALTH CONSULTING | EAGLEVUE CAPITAL

CRD#: 156551 / SEC#: 801-112669

RIA

Registered Investment Advisory firm - (3/26/2018 Approved)

Alabama

Registered Investment Advisory firm - (4/4/2018 Terminated)

Florida

Registered Investment Advisory firm - (4/4/2018 Terminated)

Louisiana

Registered Investment Advisory firm - (4/5/2018 Terminated)

Michigan

Registered Investment Advisory firm - (4/9/2018 Terminated)

New York

Registered Investment Advisory firm - (4/4/2018 Terminated)

North Carolina

Registered Investment Advisory firm - (4/4/2018 Terminated)

Pennsylvania

Registered Investment Advisory firm - (4/16/2018 Terminated)

Texas

Registered Investment Advisory firm - (4/4/2018 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 11/10/1993

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 7/26/1984

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 3

Date: 11/20/1989

National Commodity Futures Examination

General Industry/Product Exam

Series 7

Date: 5/19/1984

General Securities Representative Examination

Principal/Supervisory Exam

Series 8

Date: 8/11/1987

General Securities Sales Supervisor Examination (Options Module & General Module)

Current Firm

ANTONETTI CAPITAL MANAGEMENT, LLC

ANTONETTI CAPITAL MANAGEMENT, LLC | PARK SHORE CAPITAL | KIENZLE WEALTH CONSULTING | EAGLEVUE CAPITAL

CRD#: 156551 / SEC#: 801-112669

RIA

Registered Investment Advisory firm - (3/26/2018 Approved)

Alabama

Registered Investment Advisory firm - (4/4/2018 Terminated)

Florida

Registered Investment Advisory firm - (4/4/2018 Terminated)

Louisiana

Registered Investment Advisory firm - (4/5/2018 Terminated)

Michigan

Registered Investment Advisory firm - (4/9/2018 Terminated)

New York

Registered Investment Advisory firm - (4/4/2018 Terminated)

North Carolina

Registered Investment Advisory firm - (4/4/2018 Terminated)

Pennsylvania

Registered Investment Advisory firm - (4/16/2018 Terminated)

Texas

Registered Investment Advisory firm - (4/4/2018 Terminated)

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Contact information

Main Address

3200 Bailey Lane Suite 155, Naples, FL 34105

Mailing Address

Phone number

(239) 403-0218

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (12 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ACM AMENDED FORM ADV PART 2A (3/14/2025)

Regulatory assets under management

Total Number of Accounts	338
AUM (Assets Under Management)	$ 121,363,885

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

William H. Grubb

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

NAPLES EQUITY ADVISORS, LLC

NAPLES EQUITY ADVISORS, LLC

CITIGROUP GLOBAL MARKETS INC.

CITIGROUP GLOBAL MARKETS INC.

Primary Firm SEC Registration

ANTONETTI CAPITAL MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 11/10/1993

Series 63

Date: 7/26/1984

Series 3

Date: 11/20/1989

Series 7

Date: 5/19/1984

Series 8

Date: 8/11/1987

Current Firm

ANTONETTI CAPITAL MANAGEMENT, LLC

Contact information

SEC notice filing (12 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ANTONETTI CAPITAL MANAGEMENT, LLC

TRUST BUT VERIFY

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