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MJ

Michael R. Jones

ARGENT ADVISORS
RUSTON, LA 71270
Some features on this profile are disabled
CRD#: 1270369
MJ

Professional summary


Michael Ray Jones, who also goes by Mike Jones, is a registered financial advisor currently at ARGENT ADVISORS, INC. located in Ruston, Louisiana.

Michael is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1984. Michael has worked at 8 firms and has passed the Series 65, Series 66, Series 63, Series 7, Series 28 and Series 24 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
Yes

Aliases


Mike Jones

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) ALWRIGHT LLC-THIS IS A LA LLC WHICH EXIST TO PURCHASE WORKING INTEREST IN OIL AND GAS PRODUCTION AS WELL AS LEASING PROPERTY FOR FUTURE EXPLORATION. I AM A 1/3 PARTICIPANT IN THIS LLC. ALWRIGHT BEGAN AROUND 1998 AND TAKES UP LESS THAN 5% OF MY BUSINESS ACTIVITY TIME. IN COME FROM THIS CAN VARY FROM $20K AND UP DEPENDING ON ACTIVITY. ALWRIGHT IS NOT DOING BUSINESS AS A D/B/A. MY ROLE IS THAT OF PARTNER. 2) INSURANCE LICENSES (LIFE & HEALTH) AND AM APPOINT WITH MUTUAL TRUST LIFE INSURANCE CO THROUGH I HAVE NEVER SOLICITED FOR THEM OR SOLD A LIFE INSURANCE POLICY THROUGH THEM. 3) TAP RESOURCES; NOT INVESTMENT-RELATED; 1600 EAST GEORGIA AVE, RUSTON, LA 71270; EXPLORATION AND PRODUCTION OF OIL AND GAS; MEMBER; 06/2017; APPROXIMATELY 5 HOURS PER MONTH, 5 HOURS DURING SECURITIES TRADING HOURS; ANALYZE DRILLING OPPORTUNITIES AND ALLOCATE RESOURCES.

Blog Corner


CRS (Client Relationship Summary) - RIA


Click below to view Michael Ray Jones's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

April 7, 2006 - Present

ARGENT ADVISORS, INC.

Office #1: 500 E. Reynolds Drive, Ruston, LA 71270
RIA
CRD#: 112028
RUSTON, LA
Past

June 9, 2006 - September 6, 2006

UVEST FINANCIAL SERVICES GROUP, INC.

RIA
CRD#: 13787
RUSTON, LA
Past

August 29, 2005 - October 31, 2007

UVEST FINANCIAL SERVICES GROUP, INC.

BD
CRD#: 13787
RUSTON, LA
Past

January 2, 2003 - August 26, 2005

SAMCO FINANCIAL SERVICES, INC.

BD
CRD#: 30108
PHOENIX, AZ
Past

October 22, 1990 - December 31, 2002

ARGENT INVESTMENT SERVICES, INC.

BD
CRD#: 25624
RUSTON, LA
Past

July 20, 1990 - October 17, 1990

WALNUT STREET SECURITIES, INC.

BD
CRD#: 15840
EL SEGUNDO, CA
Past

March 7, 1989 - June 11, 1990

PRUDENTIAL EQUITY GROUP, LLC

BD
CRD#: 7471
NEW YORK, NY
Past

December 13, 1985 - March 14, 1989

UBS FINANCIAL SERVICES INC.

BD
CRD#: 8174
Past

May 25, 1984 - December 2, 1985

EDWARD JONES

BD
CRD#: 250

Primary Firm SEC Registration


This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AA
ARGENT ADVISORS, INC.
ARGENT ADVISORS, INC. | ARGENT FINANCIAL GROUP, INC. | ARGENT CAPITAL MANAGEMENT, INC.

CRD#: 112028 / SEC#: 801-60187

RIA
Registered Investment Advisory firm - (4/6/2001 Approved)

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Louisiana
(9/8/2006)
IAR
Texas
(4/7/2006)

Exams


State Security Law Exam
IAR
Series 65
Date: 1/31/2012
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
IAR
Series 66
Date: 6/7/2006
Uniform Combined State Law Examination
State Security Law Exam
General Industry/Product Exam
Principal/Supervisory Exam
RR
Series 28
Date: 12/4/1996
Introducing Broker/Dealer Financial Operations Principal Examination
Principal/Supervisory Exam

Current Firm


AA
ARGENT ADVISORS, INC.
ARGENT ADVISORS, INC. | ARGENT FINANCIAL GROUP, INC. | ARGENT CAPITAL MANAGEMENT, INC.

CRD#: 112028 / SEC#: 801-60187

RIA
Registered Investment Advisory firm - (4/6/2001 Approved)
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Contact information


Main Address
1609 Stubbs Avenue, Monroe, LA 71201
Mailing Address
Phone number
(318) 324-8000
Established
Firm type
Fiscal year end
# of Employees
28

SEC notice filing (12 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

ADV PART 2A (3/20/2025)

Regulatory assets under management


Total Number of Accounts2,582
AUM (Assets Under Management)$ 1,461,903,002

Accountant surprise examination report


Filing DateForm ADV-E CoverForm ADV-E Report
10/20/2025
Cover Page
01/27/2025
03/27/2024
02/23/2023

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


ARGENT ADVISORS, INC.

CRD#: 112028Ruston, LA 71270

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