Michael R. Jones
Professional summary
Michael Ray Jones, who also goes by Mike Jones, is a registered financial advisor currently at ARGENT ADVISORS, INC. located in Ruston, Louisiana.
Michael is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1984. Michael has worked at 8 firms and has passed the Series 65, Series 66, Series 63, Series 7, Series 28 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Michael Ray Jones's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 7, 2006 - Present
ARGENT ADVISORS, INC.
Office #1: 500 E. Reynolds Drive, Ruston, LA 71270June 9, 2006 - September 6, 2006
UVEST FINANCIAL SERVICES GROUP, INC.
August 29, 2005 - October 31, 2007
UVEST FINANCIAL SERVICES GROUP, INC.
January 2, 2003 - August 26, 2005
SAMCO FINANCIAL SERVICES, INC.
October 22, 1990 - December 31, 2002
ARGENT INVESTMENT SERVICES, INC.
July 20, 1990 - October 17, 1990
WALNUT STREET SECURITIES, INC.
March 7, 1989 - June 11, 1990
PRUDENTIAL EQUITY GROUP, LLC
December 13, 1985 - March 14, 1989
UBS FINANCIAL SERVICES INC.
May 25, 1984 - December 2, 1985
EDWARD JONES
Primary Firm SEC Registration
ARGENT ADVISORS, INC.
CRD#: 112028 / SEC#: 801-60187
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(9/8/2006)
(4/7/2006)
Exams
Series 28
Date: 12/4/1996
Introducing Broker/Dealer Financial Operations Principal ExaminationCurrent Firm
ARGENT ADVISORS, INC.
CRD#: 112028 / SEC#: 801-60187
Contact information
SEC notice filing (12 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,582 |
| AUM (Assets Under Management) | $ 1,461,903,002 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/20/2025 | ||
| 01/27/2025 | ||
| 03/27/2024 | ||
| 02/23/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
ARGENT ADVISORS, INC.
CRD#: 112028Ruston, LA 71270TRUST BUT VERIFY
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