Jon Randolph Green
CFP®Professional Summary
Jon Randolph Green, CFP®, who also goes by J Randolph Green, is a registered financial advisor currently at ENCOMPASS ADVISORS, LTD. located in Brevard, North Carolina. Jon is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1984. Jon has worked at 8 firms and has passed the Series 63, Series 7, Series 10, Series 9, Series 24 and Series 27 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
J Randolph Green
Similar Advisors
SCHWAB WEALTH ADVISORY, INC.
SPARTA WEALTH PARTNERS
CETERA INVESTMENT ADVISERS LLC
LPL FINANCIAL LLC
Videos & Posts
This advisor has not added any videos or posts yet.
Similar Advisors
SCHWAB WEALTH ADVISORY, INC.
SPARTA WEALTH PARTNERS
CETERA INVESTMENT ADVISERS LLC
LPL FINANCIAL LLC
Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
Similar Advisors
SCHWAB WEALTH ADVISORY, INC.
SPARTA WEALTH PARTNERS
CETERA INVESTMENT ADVISERS LLC
LPL FINANCIAL LLC
Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
Similar Advisors
SCHWAB WEALTH ADVISORY, INC.
SPARTA WEALTH PARTNERS
CETERA INVESTMENT ADVISERS LLC
LPL FINANCIAL LLC
Credentials
Years of Experience
42 years registered in the securities industry
Current & Past Employments
Current
Past
Similar Advisors
SCHWAB WEALTH ADVISORY, INC.
SPARTA WEALTH PARTNERS
CETERA INVESTMENT ADVISERS LLC
LPL FINANCIAL LLC
Current Firm
ENCOMPASS ADVISORS, LTD. | ENCOMPASS, LTD.
Contact Information
Main Address
10 Encompass Plaza, Brevard, NC 28712Mailing Address
P.o. Box 88, Brevard, NC 28712Phone Number
(828) 884-8840# of Employees
1Documents
Regulatory Assets Under Management
Total Number of Accounts
172AUM (Assets Under Management)
$46,727,644Similar Advisors
SCHWAB WEALTH ADVISORY, INC.
SPARTA WEALTH PARTNERS
CETERA INVESTMENT ADVISERS LLC
LPL FINANCIAL LLC
Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Similar Advisors
SCHWAB WEALTH ADVISORY, INC.
SPARTA WEALTH PARTNERS
CETERA INVESTMENT ADVISERS LLC
LPL FINANCIAL LLC
State Registrations and Notice Filings
(1/15/2005)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 10 — General Securities Sales Supervisor - General Module Examination
Passed Jun 2004About the Series 10 examSeries 9 — General Securities Sales Supervisor - Options Module Examination
Passed Jun 2004About the Series 9 examSimilar Advisors
SCHWAB WEALTH ADVISORY, INC.
SPARTA WEALTH PARTNERS
CETERA INVESTMENT ADVISERS LLC
LPL FINANCIAL LLC
CRS (Client Relationship Summary) - RIA
Click below to view Jon Randolph Green's CRS (Customer Relationship Summary).
Similar Advisors
SCHWAB WEALTH ADVISORY, INC.
SPARTA WEALTH PARTNERS
CETERA INVESTMENT ADVISERS LLC
LPL FINANCIAL LLC