Jon R. Green

ENCOMPASS ADVISORS, LTD.

BREVARD, NC 28712

Some features on this profile are disabled

CRD#: 1270148

Professional summary

Jon Randolph Green, CFP®, who also goes by J Randolph Green, is a registered financial advisor currently at ENCOMPASS ADVISORS, LTD. located in Brevard, North Carolina.

Jon is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1984. Jon has worked at 8 firms and has passed the Series 63, Series 7, Series 10, Series 9, Series 24 and Series 27 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

J Randolph Green

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) CPA - Not Investment-Related. Jon Green will not provide tax or accounting services in his capacity as a CPA to advisory clients or prospects. He spends no time on this activity. 2) Author - 8/2020 to Present. Investment-Related. Duties include research and writing a book. Jon Green spends less than 10% of his time on this activity, during normal business hours.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jon Randolph Green's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2003

Experience

Current

January 15, 2005 - Present

ENCOMPASS ADVISORS, LTD.

Office #1: 10 Encompass Plaza, Brevard, NC 28712

RIA

CRD#: 130857

BREVARD, NC

Past

February 25, 2004 - January 19, 2006

RAYMOND JAMES FINANCIAL SERVICES, INC.

CRD#: 6694

BREVARD, NC

Past

May 4, 1999 - February 27, 2004

EDWARD JONES

CRD#: 250

ST. LOUIS, MO

Past

January 18, 1994 - May 1, 1995

LUMIERE SECURITIES, INC.

CRD#: 13414

DENVER, CO

Past

January 1, 1991 - February 26, 1992

THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES

CRD#: 4039

NEW YORK, NY

Past

January 1, 1991 - February 26, 1992

EQUITABLE ADVISORS, LLC

CRD#: 6627

NEW YORK, NY

Past

May 13, 1989 - June 7, 1989

LEPERCQ EQUITY CORP.

CRD#: 15589

Past

June 4, 1984 - April 18, 1989

INTEGRATED RESOURCES EQUITY CORPORATION

CRD#: 6403

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

North Carolina
(1/15/2005)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 5/6/1999

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 5/3/1999

General Securities Representative Examination

Principal/Supervisory Exam

Series 10

Date: 6/21/2004

General Securities Sales Supervisor - General Module Examination

Principal/Supervisory Exam

Series 9

Date: 6/7/2004

General Securities Sales Supervisor - Options Module Examination

Principal/Supervisory Exam

Series 24

Date: 1/25/1985

General Securities Principal Examination

Principal/Supervisory Exam

Series 27

Date: 5/19/1984

Financial and Operations Principal Examination

Current Firm

ENCOMPASS ADVISORS, LTD.

ENCOMPASS ADVISORS, LTD. | ENCOMPASS, LTD.

CRD#: 130857 / SEC#:

Florida

Registered Investment Advisory firm - (7/20/2017 Terminated)

North Carolina

Registered Investment Advisory firm - (3/11/2004 Approved)

Texas

Registered Investment Advisory firm - (11/17/2014 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

10 Encompass Plaza, Brevard, NC 28712

Mailing Address

P.o. Box 88, Brevard, NC 28712

Phone number

(828) 884-8840

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	172
AUM (Assets Under Management)	$ 42,851,406

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Stanley Freifeld

MCMILLAN ANALYSIS CORPORATION

RANDOLPH, NJ

Natalia Avila

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

IAR

SANTA CLARITA, CA

Jaime Villalobos

WILLIAM BLAIR

IAR

Chicago, IL

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Jon R. Green

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jon Randolph Green's CRS (Customer Relationship Summary).

Certified licenses

Experience

RAYMOND JAMES FINANCIAL SERVICES, INC.

EDWARD JONES

LUMIERE SECURITIES, INC.

THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES

EQUITABLE ADVISORS, LLC

LEPERCQ EQUITY CORP.

INTEGRATED RESOURCES EQUITY CORPORATION

State Registrations and Notice Filings

Exams

Series 63

Date: 5/6/1999

Series 7

Date: 5/3/1999

Series 10

Date: 6/21/2004

Series 9

Date: 6/7/2004

Series 24

Date: 1/25/1985

Series 27

Date: 5/19/1984

Current Firm

ENCOMPASS ADVISORS, LTD.

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

ENCOMPASS ADVISORS, LTD.

TRUST BUT VERIFY

Similar Advisors