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Mark Timothy Youngs

ETHOS FINANCIAL GROUP
ANNAPOLIS, MD
·CRD# 1270135·42 years registered

Professional Summary

Mark Timothy Youngs is a registered financial advisor currently at ETHOS FINANCIAL GROUP, LLC located in Annapolis, Maryland. Mark is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1984. Mark has worked at 8 firms and has passed the Series 65, Series 63, SIE, Series 31, Series 7, Series 6, Series 10 and Series 9 exams.

At a Glance

Always Fiduciary

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

More Resources

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

42 years registered in the securities industry

Current & Past Employments

Current

ETHOS FINANCIAL GROUP, LLCCurrent·CRD# 321748
RIA
Annapolis, MD
July 5, 2026 - Present

Past

ALDEN INVESTMENT GROUPPast·CRD# 317077
RIA
Annapolis, MD
June 24, 2024 - July 3, 2026
J. ALDEN ASSOCIATES, INC.Past·CRD# 40002
BD
Wayne, PA
June 24, 2024 - July 3, 2026
REALTA INVESTMENT ADVISORS, INCPast·CRD# 134952
RIA
Annapolis, MD
September 1, 2011 - June 24, 2024
REALTA EQUITIES, INC.Past·CRD# 23769
BD
Annapolis, MD
August 31, 2011 - June 24, 2024
RBC CAPITAL MARKETS, LLCPast·CRD# 31194
RIA
Annapolis, MD
January 20, 2009 - August 11, 2011
RBC CAPITAL MARKETS, LLCPast·CRD# 31194
BD
Annapolis, MD
January 20, 2009 - August 11, 2011
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDPast·CRD# 7691
RIA
Annapolis, MD
May 28, 1993 - January 22, 2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDPast·CRD# 7691
BD
Annapolis, MD
September 14, 1992 - January 22, 2009
PFS INVESTMENTS INC.Past·CRD# 10111
BD
Duluth, GA
August 9, 1984 - July 31, 1992

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Current Firm

EF
ETHOS FINANCIAL GROUP, LLC

AB GROUP | VERITY WEALTH ADVISORS | STILLWATER PARTNERS | PROTEA WEALTH MANAGEMENT | PETERS WEALTH ADVISORS | NORTH PARK INVESTMENTS | MICHAEL MALONE INVESTMENT ADVISORY | MARSINI ESTATE & WEALTH | LIBERTY RIDGE | JAMES W. JUDGE IV | FRONT STREET FINANCIAL | ETHOS FINANCIAL GROUP, LLC | ETHOS FAMILY OFFICE | COHESION PARTNERS | CHAPWOOD INVESTMENTS | BELVEST WEALTH | ASCENDANT 360 | ALPHA WHISKEY

CRD#: 321748 / SEC#: 801-125779
RIA
Registered Investment Advisory firm - SEC (6/2/2022 Approved)

Contact Information

Main Address

2200 Renaissance Blvd Suite 340, King Of Prussia, PA 19406

Phone Number

(610) 822-5246

# of Employees

48

SEC notice filing (25 States and Territories)

Registered to provide investment advisory services in 25 US states and territories.

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

ETHOS FINANCIAL GROUP BROCHURE (7/7/2026)

Regulatory Assets Under Management

Total Number of Accounts

5,187

AUM (Assets Under Management)

$2,424,919,272

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. BOY SCOUT TROOP 1204; DAVIDSONVILLE, MD; NON-INVESTMENT RELATED; TREASURER; 2-3 HOURS PER WEEK NOT DURING TRADING HOURS.

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Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
EF
ETHOS FINANCIAL GROUP, LLC

AB GROUP | VERITY WEALTH ADVISORS | STILLWATER PARTNERS | PROTEA WEALTH MANAGEMENT | PETERS WEALTH ADVISORS | NORTH PARK INVESTMENTS | MICHAEL MALONE INVESTMENT ADVISORY | MARSINI ESTATE & WEALTH | LIBERTY RIDGE | JAMES W. JUDGE IV | FRONT STREET FINANCIAL | ETHOS FINANCIAL GROUP, LLC | ETHOS FAMILY OFFICE | COHESION PARTNERS | CHAPWOOD INVESTMENTS | BELVEST WEALTH | ASCENDANT 360 | ALPHA WHISKEY

CRD#: 321748 / SEC#: 801-125779
RIA
Registered Investment Advisory firm - SEC (6/2/2022 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
IAR
Maryland
(7/5/2026)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed May 1993About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Aug 1984About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 31 — Futures Managed Funds Examination

Passed Sep 2009About the Series 31 exam

Series 7 — General Securities Representative Examination

Passed Sep 1992About the Series 7 exam

Series 6 — Investment Company Products/Variable Contracts Representative Examination

Passed Aug 1984About the Series 6 exam

Series 10 — General Securities Sales Supervisor - General Module Examination

Passed Jul 2009About the Series 10 exam

Series 9 — General Securities Sales Supervisor - Options Module Examination

Passed Jul 2009About the Series 9 exam

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CRS (Client Relationship Summary) - RIA

Click below to view Mark Timothy Youngs's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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