Mark T. Youngs

ALDEN INVESTMENT GROUP

Annapolis, MD

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CRD#: 1270135

Professional summary

Mark Timothy Youngs is a registered financial advisor currently at ALDEN INVESTMENT GROUP located in Annapolis, Maryland and J. ALDEN ASSOCIATES, INC. located in Wayne, Pennsylvania.

Mark is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1984. Mark has worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 31, Series 7, Series 6, Series 10 and Series 9 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. BOY SCOUT TROOP 1204; DAVIDSONVILLE, MD; NON-INVESTMENT RELATED; TREASURER; 2-3 HOURS PER WEEK NOT DURING TRADING HOURS.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Mark Timothy Youngs's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 24, 2024 - Present

ALDEN INVESTMENT GROUP

RIA

CRD#: 317077

Annapolis, MD

Current

June 24, 2024 - Present

J. ALDEN ASSOCIATES, INC.

Office #1: 37 West Ave Suite 301, Wayne, PA 19087

CRD#: 40002

Wayne, PA

Past

September 1, 2011 - June 24, 2024

REALTA INVESTMENT ADVISORS, INC

RIA

CRD#: 134952

ANNAPOLIS, MD

Past

August 31, 2011 - June 24, 2024

REALTA EQUITIES, INC.

CRD#: 23769

ANNAPOLIS, MD

Past

January 20, 2009 - August 11, 2011

RBC CAPITAL MARKETS, LLC

RIA

CRD#: 31194

ANNAPOLIS, MD

Past

January 20, 2009 - August 11, 2011

RBC CAPITAL MARKETS, LLC

CRD#: 31194

ANNAPOLIS, MD

Past

May 28, 1993 - January 22, 2009

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

ANNAPOLIS, MD

Past

September 14, 1992 - January 22, 2009

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

ANNAPOLIS, MD

Past

August 9, 1984 - July 31, 1992

PFS INVESTMENTS INC.

CRD#: 10111

DULUTH, GA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ALDEN INVESTMENT GROUP

CRD#: 317077 / SEC#: 801-122688

RIA

Registered Investment Advisory firm - (11/12/2021 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

IAR

Alabama
(8/18/2025)

California
(6/24/2024)

Delaware
(7/24/2024)

IAR

Delaware
(8/20/2025)

District of Columbia
(6/24/2024)

Florida
(7/29/2025)

Maryland
(6/24/2024)

IAR

Maryland
(6/24/2024)

New York
(6/24/2024)

Pennsylvania
(6/24/2024)

Virginia
(7/24/2024)

Washington
(6/24/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 5/7/1993

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 8/8/1984

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 31

Date: 9/25/2009

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 9/8/1992

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 8/8/1984

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 10

Date: 7/22/2009

General Securities Sales Supervisor - General Module Examination

Principal/Supervisory Exam

Series 9

Date: 7/13/2009

General Securities Sales Supervisor - Options Module Examination

SRO Registrations

FINRA

Current Firm

ALDEN INVESTMENT GROUP

CRD#: 317077 / SEC#: 801-122688

RIA

Registered Investment Advisory firm - (11/12/2021 Approved)

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Contact information

Main Address

37 West Avenue Suite 301, Wayne, PA 19087-3226

Mailing Address

Phone number

(215) 572-8700

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A (8/7/2025)

Regulatory assets under management

Total Number of Accounts	978
AUM (Assets Under Management)	$ 319,233,679

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Mark T. Youngs

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Mark Timothy Youngs's CRS (Customer Relationship Summary).

Certified licenses

Experience

J. ALDEN ASSOCIATES, INC.

REALTA INVESTMENT ADVISORS, INC

REALTA EQUITIES, INC.

RBC CAPITAL MARKETS, LLC

RBC CAPITAL MARKETS, LLC

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

PFS INVESTMENTS INC.

Primary Firm SEC Registration

ALDEN INVESTMENT GROUP

State Registrations and Notice Filings

Exams

Series 65

Date: 5/7/1993

Series 63

Date: 8/8/1984

SIE

Date: 10/1/2018

Series 31

Date: 9/25/2009

Series 7

Date: 9/8/1992

Series 6

Date: 8/8/1984

Series 10

Date: 7/22/2009

Series 9

Date: 7/13/2009

FINRA

Current Firm

ALDEN INVESTMENT GROUP

Contact information

SEC notice filing (53 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ALDEN INVESTMENT GROUP

TRUST BUT VERIFY

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