Marc A. Bouchard
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Marc Alain Bouchard was a registered financial professional .
Marc is a previously registered financial professional and started their career in finance in 1984. Marc had worked at 2 firms and has passed the Series 63, SIE, Series 15, Series 5, Series 7, Series 27, Series 24 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 31, 2006 - October 13, 2014
TOLL CROSS SECURITIES USA INC.
May 23, 1984 - June 15, 1992
LEHMAN BROTHERS INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 15
Date: 5/16/1987
Foreign Currency Options ExaminationSeries 5
Date: 5/16/1987
Interest Rate Options ExaminationSeries 8
Date: 12/11/1985
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
TOLL CROSS SECURITIES USA INC.
CRD#: 139412 / SEC#: , 8-67216
Contact information
Documents
Red Flags
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