Denise S. Disera
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Denise Sally Disera was a registered financial professional .
Denise is a previously registered financial professional and started their career in finance in 1984. Denise had worked at 4 firms and has passed the Series 65, Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 21, 2001 - December 31, 2024
DISERA FINANCIAL PLANNING
July 25, 1995 - October 29, 2001
STRATEGIC ASSETS INC.
November 11, 1992 - July 7, 1995
AMERIPROP, INC.
June 20, 1984 - October 28, 1987
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
DISERA FINANCIAL PLANNING
CRD#: 124335 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 95 |
| AUM (Assets Under Management) | $ 5,438,437 |
Red Flags
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