Robert E. Howard
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robert Edward Howard, who also goes by Bob Howard, Robert Howard, was a registered financial professional .
Robert is a previously registered financial professional and started their career in finance in 1984. Robert had worked at 4 firms and has passed the Series 65, Series 63, Series 17, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 24, 2012 - March 26, 2012
GLC INVESTMENT ADVISORS, LLC
February 2, 1996 - June 14, 2005
BNP PARIBAS SECURITIES CORP.
March 3, 1987 - April 6, 1987
PRIVATE CAPITAL SECURITIES, INC.
May 22, 1984 - November 4, 1986
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 17
Date: 6/26/1995
Limited Registered Representative ExaminationCurrent Firm
GLC INVESTMENT ADVISORS, LLC
CRD#: 158414 / SEC#: 802-119227
Contact information
Exempt reporting advisers
| SEC / JURISDICTION | REPORTING STATUS | EFFECTIVE DATE |
|---|---|---|
| SEC | ERA - Withdrawn | 4/4/2024 |
| Nevada | ERA - Active | 6/12/2024 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
