RA
Robert T. Armstrong
KESTRA ADVISORY SERVICES
Troy, MI 48083
Some features on this profile are disabled
CRD#: 1269827
RA
Professional summary
Robert Thomas Armstrong JR, who also goes by Robert T Armstrong, Tom Armstrong, is a registered financial advisor currently at KESTRA ADVISORY SERVICES, LLC located in Troy, Michigan and KESTRA INVESTMENT SERVICES, LLC located in Troy, Michigan.
Robert is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1984. Robert has worked at 9 firms and has passed the Series 65, Series 63, SIE, Series 31, Series 7, Series 6, Series 24, Series 8 and Series 4 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Robert T Armstrong | Tom Armstrong
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Business Name: Bonnell Foundation Road Map to CF Investment Related: No Address: PO Box 1215 Royal Oak MI 48068 Nature of Business: Board Position (Board of Directors, Board of Trustees, etc.) Position, Title or Relationship: Board Member Start Date: 8/1/2015 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: Attend State of Michigan CF Task Force meetings, assist with fund raising events, vote on those seeking financial assistance and scholarships, all volunteer work Business Name: Kestra Advisory Services Investment Related: Yes Address: 5707 Southwest Parkway Bldg 2 Ste 400 Austin TX 78735 Nature of Business: Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: Financial Advisor Start Date: 8/21/2017 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: adhere to Kestra FINRA and SEC rules and regulations Business Name: KB Elliott Financial Advisors Investment Related: Yes Address: 200 E Big Beaver Troy MI 48083 Nature of Business: Registered Rep Activities through Kestra Investment Services, LLC using a DBA name; Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: Financial advisor Start Date: 8/1/2017 Hours per month: 100%+ (More than 160 hours) Hours per month during trading hours: Up to 100% (0 to 160 hours) Duties: Advise and service clients. Prospect for new client relationships Adhere to Broker Dealer and Reg. Bodies compliance regulations Business Name: BONNELL FOUNDATION POSITION: Mentor NATURE: Foundation to help individuals and families affected by Cystic Fibrosis INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 0 START DATE: 08/19/2024 ADDRESS: PO Box 1215, Royal Oak MI 48068 DESCRIPTION: assisting, informing parents on what they can expect, with a child that has Cystic Fibrosis, How I handled the situations with my son. I will not be giving medical advice. I will inform them of the different agencies that can offer financial support, pharmaceutical support. Basically sharing the experiences I've in raising a child with Cystic Fibrosis. This is strictly volunteer work, no compensation.
CRS (Client Relationship Summary) - RIA
Click below to view Robert Thomas Armstrong JR's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
August 23, 2017 - Present
KESTRA ADVISORY SERVICES, LLC
Office #1: 200 E Big Beaver Ste 102, Troy, MI 48083RIA
CRD#: 283330
Troy, MI
Current
August 23, 2017 - Present
KESTRA INVESTMENT SERVICES, LLC
Office #1: 200 E. Big Beaver, Troy, MI 48083BD
CRD#: 42046
Troy, MI
Past
August 13, 2010 - August 25, 2017
WFG ADVISORS, LP
RIA
CRD#: 125073
TROY, MI
Past
August 13, 2010 - August 25, 2017
WFG INVESTMENTS, INC.
BD
CRD#: 22704
TROY, MI
Past
April 5, 2010 - August 19, 2010
AMERIPRISE FINANCIAL SERVICES, LLC
RIA
CRD#: 6363
TROY, MI
Past
October 5, 2009 - August 19, 2010
AMERIPRISE FINANCIAL SERVICES, LLC
BD
CRD#: 6363
TROY, MI
Past
July 16, 1990 - October 5, 2009
AMERIPRISE ADVISOR SERVICES, INC.
BD
CRD#: 5979
TROY, MI
Past
October 11, 1985 - July 3, 1990
A. G. EDWARDS & SONS, INC.
BD
CRD#: 4
ST. LOUIS, MO
Past
June 8, 1984 - September 20, 1985
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES
BD
CRD#: 4039
Past
June 8, 1984 - September 20, 1985
EQUITABLE ADVISORS, LLC
BD
CRD#: 6627
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
KA
KESTRA ADVISORY SERVICES, LLC
KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC
CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - (12/31/1998 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arkansas(6/17/2025)
RR
California(7/25/2023)
RR
Colorado(7/25/2023)
RR
Florida(8/23/2017)
RR
Michigan(8/23/2017)
IAR
Michigan(8/23/2017)
RR
New York(8/23/2017)
RR
North Carolina(8/23/2017)
RR
Ohio(8/23/2017)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
RR
Series 8
Date: 7/16/1993
General Securities Sales Supervisor Examination (Options Module & General Module)Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
KA
KESTRA ADVISORY SERVICES, LLC
KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC
CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - (12/31/1998 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735
Mailing Address
Phone number
(844) 553-7872
Established
Firm type
Fiscal year end
# of Employees
1,299
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 155,482 |
| AUM (Assets Under Management) | $ 60,174,309,829 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/23/2024 | ||
| 10/20/2023 | ||
| 12/21/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
