Jennie K. Myers
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jennie Knowles Myers, who also goes by Jennie Casey Knowles, was a registered financial professional .
Jennie is a previously registered financial professional and started their career in finance in 1984. Jennie had worked at 7 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 20, 2013 - October 17, 2016
TD AMERITRADE, INC.
April 17, 2001 - October 25, 2013
CHARLES SCHWAB & CO., INC.
October 6, 1999 - March 13, 2001
PRUDENTIAL RETIREMENT BROKERAGE SERVICES, INC.
August 14, 1998 - May 28, 1999
FIDELITY BROKERAGE SERVICES LLC
January 1, 1998 - January 23, 1998
CHARLES SCHWAB & CO., INC.
March 3, 1992 - December 15, 1997
CHARLES SCHWAB & CO., INC.
December 14, 1988 - June 4, 1990
BANYAN SECURITIES, LLC
April 1, 1986 - May 11, 1988
BWS, INC.
June 20, 1984 - April 1, 1986
BIRR, WILSON & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
TD AMERITRADE, INC.
CRD#: 7870 / SEC#: 801-60469, 8-23395
Contact information
Disclosures
| Regulatory Event | 79 |
| Civil Event | 1 |
| Arbitration | 145 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
