Thomas R. Shanklin
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Thomas Randall Shanklin, who also goes by Tom Shanklin, was a registered financial professional .
Thomas is a previously registered financial professional and started their career in finance in 1984. Thomas had worked at 8 firms and has passed the Series 63, Series 65, SIE, Series 7 and Series 27 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 27, 2018 - November 19, 2019
XT CAPITAL PARTNERS, LLC
March 25, 2009 - December 3, 2009
OMNI BROKERAGE, INC.
October 6, 2005 - March 15, 2007
CAPITAL SOLUTIONS DISTRIBUTORS, LLC
October 5, 2005 - December 31, 2009
CAPITAL SOLUTIONS MANAGEMENT, L.P.
June 4, 1993 - April 20, 2005
IST INSTITUTIONAL SECURITIES TRADING
December 5, 1988 - June 14, 1993
SHONE ASSOCIATES, LTD.
March 17, 1988 - December 10, 1988
CAREY JAMISON & COMPANY
June 20, 1984 - January 12, 1988
MORGAN STANLEY DW INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
XT CAPITAL PARTNERS, LLC
CRD#: 118719 / SEC#: , 8-53683
Contact information
FINRA licenses (16 States and Territories)
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
