Ira H. Fateman

SAS FINANCIAL ADVISORS.

SAN FRANCISCO, CA 94111

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CRD#: 1269629

Professional summary

Ira Harold Fateman, CFP® is a registered financial advisor currently at SAS FINANCIAL ADVISORS, LLC. located in San Francisco, California.

Ira is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1984. Ira has worked at 8 firms and has passed the Series 63, Series 65 and Series 7 exams.

Biography

I have an M.Ed. in counseling and practiced as a counselor/therapist previous to entering financial services. For 9 years I was an instructor in the SF State College of Extended Learning. Previously I taught the same classes in the certificate program at UC Berkeley Extension. Our focus at SAS  emphasizes creating a framework unique to each client in order to make the best decision possible as Lifestage challenge emerges. We teach client a decision making process to use as life challenges emerge in order to increase their confidence in achieving their life goals.

Question & Answer

What are your service offerings?

Investment Planning

Comprehensive Financial Planni...

Retirement Planning

Retirement Income Management

Budgeting

Do you have an area of expertise or specialization?

Business Owners

Cash Flow/Budgets/Credit Issue...

Charitable Giving

College/Education Planning

Corporate Executives

Estate & Generational Planning...

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Ira Harold Fateman's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2003

Experience

Current

April 18, 2017 - Present

SAS FINANCIAL ADVISORS, LLC.

Office #1: 50 California Street Suite 1500, San Francisco, CA 94111

RIA

CRD#: 288015

SAN FRANCISCO, CA

Past

July 6, 2015 - January 16, 2018

SHONE WEALTH MANAGEMENT

RIA

CRD#: 136101

SAN FRANCISCO, CA

Past

April 17, 2006 - January 11, 2009

BENIVEST, INC.

RIA

CRD#: 121162

SAN FRANCISCO, CA

Past

February 1, 2005 - December 23, 2015

SAS FINANCIAL ADVISORS

RIA

CRD#: 119769

SAN FRANCISCO, CA

Past

May 16, 2003 - December 31, 2003

PROTECTED INVESTORS OF AMERICA

RIA

CRD#: 6082

SAN FRANCISCO, CA

Past

March 11, 2003 - December 31, 2003

PROTECTED INVESTORS OF AMERICA

CRD#: 6082

SAN FRANCISCO, CA

Past

December 5, 2002 - March 13, 2003

CAMBRIDGE INVESTMENT RESEARCH, INC.

CRD#: 39543

FAIRFIELD, IA

Past

May 6, 1989 - October 2, 1990

CHARLES SCHWAB & CO., INC.

CRD#: 5393

Past

July 26, 1984 - August 20, 1988

MORGAN STANLEY DW INC.

CRD#: 7556

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

SAS FINANCIAL ADVISORS, LLC.

CRD#: 288015 / SEC#: 801-124837

RIA

Registered Investment Advisory firm - (5/2/2022 Approved)

California

Registered Investment Advisory firm - (7/30/2022 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(4/18/2017)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 12/20/2002

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 65

Date: 3/6/2001

Uniform Investment Adviser Law Examination

General Industry/Product Exam

Series 7

Date: 12/3/2002

General Securities Representative Examination

Current Firm

SAS FINANCIAL ADVISORS, LLC.

CRD#: 288015 / SEC#: 801-124837

RIA

Registered Investment Advisory firm - (5/2/2022 Approved)

California

Registered Investment Advisory firm - (7/30/2022 Terminated)

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Contact information

Main Address

50 California Street Suite 1500, San Francisco, CA 94111

Mailing Address

Phone number

(415) 277-5955

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (1 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

SAS FINANCIAL ADVISORS - ADV PART 2B BROCHURE (2025) (9/2/2025)

SAS FINANCIAL ADVISORS - ADV PART 2A BROCHURE (2025) (9/2/2025)

Regulatory assets under management

Total Number of Accounts	576
AUM (Assets Under Management)	$ 150,344,620

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

(xxx) xxx-xxxx

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Ira H. Fateman

Professional summary

Biography

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Ira Harold Fateman's CRS (Customer Relationship Summary).

Certified licenses

Experience

SHONE WEALTH MANAGEMENT

BENIVEST, INC.

SAS FINANCIAL ADVISORS

PROTECTED INVESTORS OF AMERICA

PROTECTED INVESTORS OF AMERICA

CAMBRIDGE INVESTMENT RESEARCH, INC.

CHARLES SCHWAB & CO., INC.

MORGAN STANLEY DW INC.

Primary Firm SEC Registration

SAS FINANCIAL ADVISORS, LLC.

State Registrations and Notice Filings

Exams

Series 63

Date: 12/20/2002

Series 65

Date: 3/6/2001

Series 7

Date: 12/3/2002

Current Firm

SAS FINANCIAL ADVISORS, LLC.

Contact information

SEC notice filing (1 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

SAS FINANCIAL ADVISORS, LLC.

TRUST BUT VERIFY

Contact information

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