Louis D. Barmish
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Louis David Barmish was a registered financial professional .
Louis is a previously registered financial professional and started their career in finance in 1973. Louis had worked at 4 firms and has passed the Series 1, F04 and Series 00 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 19, 1978 - September 26, 2005
BARWELL SECURITIES CORPORATION
May 23, 1975 - May 13, 1977
DICKINSON & CO.
January 8, 1975 - July 1, 1975
SECURITIES CORPORATION OF IOWA
May 21, 1973 - March 29, 1974
UNITED SECURITIES OF IOWA CORPORATION
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 1
Date: 5/16/1973
Registered Representative ExaminationF04
Date: 5/5/1978
Financial Principal ExaminationSeries 00
Date: 9/5/1973
General Securities Principal ExaminationCurrent Firm
BARWELL SECURITIES CORPORATION
CRD#: 7609 / SEC#: , 8-22482
Contact information
Documents
Disclosures
| Regulatory Event | 2 |
Red Flags
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