Peter S. Denison
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Peter Scott Denison, who also goes by Peter S Denison, was a registered financial professional .
Peter is a previously registered financial professional and started their career in finance in 1984. Peter had worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 9, Series 10 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 3, 2014 - December 31, 2014
GREAT AMERICAN INVESTORS, INC.
September 14, 2011 - February 10, 2012
GREAT AMERICAN INVESTORS, INC.
October 4, 2006 - November 10, 2006
AMERIPRISE FINANCIAL SERVICES, LLC
August 22, 2005 - October 26, 2009
AMERIPRISE FINANCIAL SERVICES, LLC
January 6, 2000 - February 11, 2005
IDS LIFE INSURANCE COMPANY
January 6, 2000 - February 11, 2005
AMERIPRISE FINANCIAL SERVICES, LLC
January 9, 1995 - July 6, 1995
VOYA FINANCIAL ADVISORS, INC.
July 8, 1993 - February 24, 1994
FIRST UNION BROKERAGE SERVICES, INC.
November 9, 1990 - November 15, 1991
LEHMAN BROTHERS INC.
June 20, 1984 - November 27, 1990
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
GREAT AMERICAN INVESTORS, INC.
CRD#: 28489 / SEC#: , 8-44380
Contact information
FINRA licenses (22 States and Territories)
Disclosures
| Regulatory Event | 4 |
Red Flags
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