Cynthia C. Pascocello
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Cynthia Corrine Pascocello, who also goes by Cindy Pascocello, was a registered financial professional .
Cynthia is a previously registered financial professional and started their career in finance in 1986. Cynthia had worked at 16 firms and has passed the Series 63, SIE, Series 55 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 30, 2015 - February 8, 2016
SNOWDEN ACCOUNT SERVICES LLC
February 19, 2014 - March 31, 2014
RBC CAPITAL MARKETS, LLC
December 22, 2011 - February 12, 2014
AST INVESTOR SERVICES LLC
June 20, 2006 - June 26, 2007
UBS FINANCIAL SERVICES INC.
January 25, 2006 - April 28, 2006
JANNEY MONTGOMERY SCOTT LLC
September 12, 2005 - October 17, 2005
HEROLD & LANTERN INVESTMENTS, INC.
April 30, 2003 - September 14, 2005
OSAIC WEALTH, INC.
March 4, 2002 - March 10, 2003
MURIEL SIEBERT & CO., LLC
November 30, 2000 - April 2, 2001
MURIEL SIEBERT & CO., LLC
May 12, 1998 - November 2, 2000
SHARPE CAPITAL, INC.
April 10, 1995 - April 16, 1998
TRANS-HUDSON, L.L.C.
September 11, 1991 - April 20, 1995
LABRANCHE FINANCIAL SERVICES, LLC
March 15, 1991 - September 10, 1991
ADLER COLEMAN & CO., INC.
May 29, 1990 - February 5, 1991
JJC SECURITIES CO., INC.
July 11, 1989 - May 29, 1990
JSC SECURITIES, INC.
November 5, 1987 - July 10, 1989
JONESTRADING
May 20, 1986 - October 9, 1987
NEUBERGER BERMAN BD LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 10/28/2000
Limited Representative-Equity Trader ExamCurrent Firm
SNOWDEN ACCOUNT SERVICES LLC
CRD#: 149794 / SEC#: , 8-68188
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
Red Flags
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