DL
David E. Lindsey
SOUTHERN CAPITAL SERVICES
DAPHNE, AL 36526
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CRD#: 1269329
DL
Professional summary
David Erle Lindsey, CFP® is a registered financial advisor currently at SOUTHERN CAPITAL SERVICES INC located in Daphne, Alabama.
David is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1984. David has worked at 6 firms and has passed the Series 63, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view David Erle Lindsey's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
May 8, 1991 - Present
SOUTHERN CAPITAL SERVICES INC
Office #1: The Summit 203 B 29000 Us Hwy 98, Daphne, AL, 36526RIA
CRD#: 105582
DAPHNE, AL
Past
August 4, 1988 - December 31, 1994
GUARDIAN INVESTOR SERVICES LLC
BD
CRD#: 6635
Past
February 23, 1988 - August 15, 1988
FSC SECURITIES CORPORATION
BD
CRD#: 7461
Past
April 2, 1986 - March 1, 1988
RAYMOND JAMES FINANCIAL SERVICES, INC.
BD
CRD#: 6694
Past
May 21, 1984 - May 14, 1985
OSAIC FA, INC.
BD
CRD#: 3978
Past
May 21, 1984 - May 7, 1986
LINCOLN NATIONAL PENSION INSURANCE COMPANY
BD
CRD#: 10293
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SC
SOUTHERN CAPITAL SERVICES INC
SOUTHERN CAPITAL SERVICES INC | SOUTHERN CAPITAL SERVICES, INC.
CRD#: 105582 / SEC#: 801-111685
RIA
Registered Investment Advisory firm - (9/15/2017 Approved)Alabama
Registered Investment Advisory firm - (10/13/2017 Terminated)California
Registered Investment Advisory firm - (10/19/2017 Terminated)Florida
Registered Investment Advisory firm - (9/19/2017 Terminated)Georgia
Registered Investment Advisory firm - (9/20/2017 Terminated)Louisiana
Registered Investment Advisory firm - (9/20/2017 Terminated)Mississippi
Registered Investment Advisory firm - (9/21/2017 Terminated)Texas
Registered Investment Advisory firm - (9/19/2017 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Alabama(5/8/1991)
IAR
Texas(7/23/2012)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
SC
SOUTHERN CAPITAL SERVICES INC
SOUTHERN CAPITAL SERVICES INC | SOUTHERN CAPITAL SERVICES, INC.
CRD#: 105582 / SEC#: 801-111685
RIA
Registered Investment Advisory firm - (9/15/2017 Approved)Alabama
Registered Investment Advisory firm - (10/13/2017 Terminated)California
Registered Investment Advisory firm - (10/19/2017 Terminated)Florida
Registered Investment Advisory firm - (9/19/2017 Terminated)Georgia
Registered Investment Advisory firm - (9/20/2017 Terminated)Louisiana
Registered Investment Advisory firm - (9/20/2017 Terminated)Mississippi
Registered Investment Advisory firm - (9/21/2017 Terminated)Texas
Registered Investment Advisory firm - (9/19/2017 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
29000 Us Hwy 98 The Summit, Suite 203-b, Daphne, AL 36526
Mailing Address
Phone number
(251) 626-1140
Established
Firm type
Fiscal year end
# of Employees
9
SEC notice filing (9 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 711 |
| AUM (Assets Under Management) | $ 174,107,059 |
Red Flags
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Company Information
SOUTHERN CAPITAL SERVICES INC
CRD#: 105582Daphne, AL 36526TRUST BUT VERIFY
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Contact information
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