Joyce R. Robledo
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Joyce R Robledo was a registered financial professional .
Joyce is a previously registered financial professional and started their career in finance in 1996. Joyce had worked at 3 firms and has passed the Series 65, Series 63, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 12, 2013 - March 4, 2014
USAA FINANCIAL PLANNING SERVICES
September 10, 2007 - March 4, 2014
USAA FINANCIAL ADVISORS, INC.
May 14, 2007 - April 12, 2013
USAA INVESTMENT SERVICES COMPANY
October 25, 1996 - December 31, 2007
USAA INVESTMENT SERVICES COMPANY
State Registrations and Notice Filings
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Exams
Current Firm
USAA FINANCIAL PLANNING SERVICES
CRD#: 106352 / SEC#: 801-53347
Contact information
Red Flags
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